-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WA6sFj6l3jxOfPhhy2qwUy4vJUBJ4mhpGIgV1PV18HiKPWjWTcBXPS01GZCTD8Ns WU99XQqrWSPkeJpPPMC+8w== 0000099780-07-000013.txt : 20070109 0000099780-07-000013.hdr.sgml : 20070109 20070109151027 ACCESSION NUMBER: 0000099780-07-000013 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070109 DATE AS OF CHANGE: 20070109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALLACE TIMOTHY R CENTRAL INDEX KEY: 0001195484 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 07520335 BUSINESS ADDRESS: BUSINESS PHONE: 214-631-4420 MAIL ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001195484 WALLACE TIMOTHY R 2525 STEMMONS FREEWAY DALLAS TX 75207 1 1 0 0 Chairman, President & CEO Restricted Stock Units 0 Common Stock 13236 13236 D Trinity Stock Units 0 Common Stock 1232 1232 D Restricted Stock Units granted pursuant to Trinity Industries, Inc. Stock Option & Incentive Plan. Units vest in varying percentages beginning on the 3rd anniversary date of the grant wtih 100% vesting on the 5th anniversary date of the grant. Distribution is 1 for 1 in Trinity Stock on each vesting date or later if elected by grantee. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 4,412 additional restricted stock units. The Trinity Stock Units were accrued under the Trinity Industries, Inc. Supplemental Profit Sharing Plan and will be settled upon the reporting person's retirement or other termination of service or earlier for in service distributions under limited circumstances as provided by the plan. Stock Units convert at a ratio of 1 to 1. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 411 additional Trinity stock units. Michael G. Fortado For: Timothy R. Wallace 2007-01-09 -----END PRIVACY-ENHANCED MESSAGE-----