-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EsAtVjxr2ktHBqXxlIIXDdMTjQj1phNz3rCDT6lbCW1M2hQGFJXBmOG22Z7oPsKB GnvMnk8bnJ8b5OCS0F5N9A== 0000099780-07-000012.txt : 20070109 0000099780-07-000012.hdr.sgml : 20070109 20070109095542 ACCESSION NUMBER: 0000099780-07-000012 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070109 DATE AS OF CHANGE: 20070109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAY JESS T CENTRAL INDEX KEY: 0001185206 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 07519128 BUSINESS ADDRESS: BUSINESS PHONE: 2103513346 MAIL ADDRESS: STREET 1: P.O. BOX 239 STREET 2: -- CITY: DALLAS STATE: TX ZIP: 75221-0239 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001185206 HAY JESS T 2525 STEMMONS FREEWAY DALLAS TX 75207 1 0 0 0 Common Stock 6000 D Trinity Stock Units 0 Common Stock 1500 1500 D Trinity Stock Units 0 Common Stock 1500 1500 D Trinity Stock Units 0 Common Stock 2250 2250 D Stock Option (right to buy) 22.00 2007-07-16 Common Stock 7500 7500 D Stock Option (right to buy) 28.625 2008-07-17 Common Stock 7500 7500 D Stock Option (right to buy) 22.125 1999-07-21 2009-07-21 Common Stock 7500 7500 D Stock Option (right to buy) 15.3333 2000-04-03 2010-04-03 Common Stock 7500 7500 D Stock Option (right to buy) 12.6333 2001-04-02 2011-04-02 Common Stock 7500 7500 D Stock Option (right to buy) 14.30 2002-05-13 2012-05-13 Common Stock 7500 7500 D Stock Option (right to buy) 11.3333 2003-05-29 2013-05-29 Common Stock 7500 7500 D Stock Option (right to buy) 18.94 2004-05-10 2014-05-10 Common Stock 3750 3750 D Stock Option (right to buy) 17.94 2005-05-09 2015-05-09 Common Stock 3750 3750 D On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 2,000 additional shares of common stock. Restricted Stock Units granted pursuant to Trinity Industries, Inc. Stock Option & Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Restricted Stock Units granted pursuant to Trinity Industries, Inc. Stock Option & Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the 1st business day immediately preceding the 2007 Annual Meeting of Stockholders. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 500 additional Trinity stock units. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 750 additional Trinity stock units. Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date. Option Term is Ten Years. Options vest 50% on grant date and 50% on the first anniversary of the grant date. This option was previously reported as covering 5,000 shares at an exercise price of $33.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $42.9375 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $33.1875 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $23.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $18.95 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $21.45 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $17.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 2,500 shares at an exercise price of $28.41 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 2,500 shares at an exercise price of $26.91 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. Michael G. Fortado for Jess T. Hay 2007-01-08 -----END PRIVACY-ENHANCED MESSAGE-----