-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OSL/V726PI+QzVosbaFz3yrTqamolpIsbEOgR/9BUGoepubAmXPWgB011vC3e4Cs JkAPmbpy4a+aqxmQk3cyBw== 0000099780-06-000082.txt : 20061206 0000099780-06-000082.hdr.sgml : 20061206 20061206150644 ACCESSION NUMBER: 0000099780-06-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061205 FILED AS OF DATE: 20061206 DATE AS OF CHANGE: 20061206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUM CLIFFORD J CENTRAL INDEX KEY: 0001049147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 061259979 BUSINESS ADDRESS: BUSINESS PHONE: 936-829-1334 MAIL ADDRESS: STREET 1: TEMPLE INLAND INC STREET 2: 303 S TEMPLE DRIVE CITY: DIBOLL STATE: TX ZIP: 75941 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-05 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001049147 GRUM CLIFFORD J 2525 STEMMONS FREEWAY DALLAS TX 75207 1 0 0 0 Common Stock 4500 I Shares are owned by Deerfield Corporation of which Reporting Person is an owner. Common Stock 2006-12-05 4 M 0 14115 18.60 A 14115 D Restricted Stock Units 0 Common Stock 5250 5250 D Stock Option (right to buy) 18.60 2006-12-05 4 M 0 14115 0 D 2006-12-12 Common Stock 14115 0 D Stock Option (right to buy) 15.3333 2010-04-03 Common Stock 7500 7500 D Stock Option (right to buy) 12.6333 2011-04-02 Common Stock 7500 7500 D Stock Option (right to buy) 14.30 2012-05-13 Common Stock 7500 7500 D Stock Option (right to buy) 22.00 2007-07-16 Common Stock 7500 7500 D Stock Option (right to buy) 28.625 2008-07-17 Common Stock 7500 7500 D Stock Option (right to buy) 22.125 2009-07-21 Common Stock 7500 7500 D Stock Option (right to buy) 11.3333 2013-05-29 Common Stock 7500 7500 D Stock Option (right to buy) 18.94 2014-05-10 Common Stock 3750 3750 D Stock Option (right to buy) 17.94 2015-05-09 Common Stock 3750 3750 D On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in Deerfield Corporation's ownership of 1,500 additional shares of common stock. Restricted Stock Units granted pursuant to Trinity Industries, Inc. Stock Option & Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 1,750 additional restricted stock units. This option was previously reported as covering 9,410 shares at an exercise price of $27.90 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date. Option Term is Ten Years. Options vest on the grant date. Option Term is Ten Years. Options vest 50% on grant date and 50% on the first anniversary of the grant date. This option was previously reported as covering 5,000 shares at an exercise price of $23.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $18.95 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $21.45 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $33.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $42.9375 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $33.1875 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 5,000 shares at an exercise price of $17.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 2,500 shares at an exercise price of $28.41 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 2,500 shares at an exercise price of $26.91 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. Michael G. Fortado For: Clifford J. Grum 2006-12-06 -----END PRIVACY-ENHANCED MESSAGE-----