-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LKk0BcMvTb9iEPbn/MT7l00Haydz0kNqGCS6a+KCK+mMGPniJLABPe6AoLJXnt0C H+XgQ2gNSTRMnUnNIgabjQ== 0000099780-06-000081.txt : 20061120 0000099780-06-000081.hdr.sgml : 20061120 20061120112301 ACCESSION NUMBER: 0000099780-06-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061116 FILED AS OF DATE: 20061120 DATE AS OF CHANGE: 20061120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE JOHN M CENTRAL INDEX KEY: 0001199854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 061228717 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 76207 BUSINESS PHONE: 2146314420 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-16 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001199854 LEE JOHN M 2525 STEMMONS FREEWAY DALLAS TX 75207 0 1 0 0 Vice President Common Stock 2006-11-16 4 M 0 6450 35.3333 A 53047 D Common Stock 2006-11-16 4 M 0 708 26.2083 A 53755 D Common Stock 2006-11-16 4 S 0 4500 39.04 D 49255 D Common Stock 2006-11-16 4 F 0 478 38.74 D 48777 D Common Stock 2006-11-17 4 S 0 2115 38.33 D 46662 D Employee Stock Option (right to buy) 35.3333 2006-11-16 4 M 0 6450 0 D 2008-03-12 Common Stock 6450 0 D Employee Stock Option (right to buy) 26.2083 2006-11-16 4 M 0 708 0 D 2008-12-07 Common Stock 708 0 D Restricted Stock Units 0 Common Stock 600 600 D Trinity Stock Units 0 Common Stock 100 100 I by Trust Option Term is Ten Years. Options vest over 4 years at twenty-five percent (25%) per year beginning on the first anniversary of the grant date. Restricted Stock Units granted pursuant to Trinity Industries, Inc. Stock Option & Incentive Plan. Units vest in varying percentages beginning on the 3rd anniversary date of the grant wtih 100% vesting on the 5th anniversary date of the grant. Distribution is 1 for 1 in Trinity Stock on each vesting date. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 200 additional restricted stock units. The Trinity Stock Units were accrued under the Trinity Industries, Inc. Supplemental Profit Sharing Plan and will be settled upon the reporting person's retirement or other termination of service or earlier for in service distributions under limited circumstances as provided by the plan. Stock Units convert at a ratio of 1 to 1. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 33 additional Trinity stock units. William A. McWhirter For: John M. Lee 2006-11-20 -----END PRIVACY-ENHANCED MESSAGE-----