-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BKSEO2bBb5fn1mG4Rma7+pFGx3otsA4dk+gn8rNGPuY9vnCwKpnNpuvwZzK0CPKO 9CtwTX3lLokcBHxsfIxbaA== 0000099780-06-000072.txt : 20060927 0000099780-06-000072.hdr.sgml : 20060927 20060927152511 ACCESSION NUMBER: 0000099780-06-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060926 FILED AS OF DATE: 20060927 DATE AS OF CHANGE: 20060927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICE S THEIS CENTRAL INDEX KEY: 0001199855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 061111118 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 76207 BUSINESS PHONE: 2146314420 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-09-26 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001199855 RICE S THEIS 2525 STEMMONS FREEWAY DALLAS TX 75207 0 1 0 0 Vice President Common Stock 1160 I 401(k) Plan Common Stock 2006-09-26 4 M 0 2258 17.70 A 71424 D Common Stock 2006-09-26 4 F 0 1226 32.59 D 70198 D Employee Stock Option (right to buy) 17.70 2006-09-26 4 M 0 2258 0 D 2006-10-01 Common Stock 2258 0 D Employee Stock Option (right to buy) 19.625 2009-10-29 Common Stock 7062 7062 D Employee Stock Option (right to buy) 15.3333 2010-04-03 Common Stock 4500 4500 D Employee Stock Option (right to buy) 14.4733 2012-05-09 Common Stock 3549 3549 D Employee Stock Option (right to buy) 16.74 2007-03-21 Common Stock 1807 1807 D Employee Stock Option (right to buy) 35.3333 2008-03-12 Common Stock 2250 2250 D Employee Stock Option (right to buy) 26.2083 2008-12-07 Common Stock 3750 3750 D Employee Stock Option (right to buy) 11.3333 2013-05-29 Common Stock 9000 9000 D Employee Stock Option (right to buy) 18.94 2014-05-10 Common Stock 6600 6600 D Employee Stock Option (right to buy) 17.94 2015-05-09 Common Stock 10201 10201 D On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 23,055 additional shares of common stock. Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date. Option Term is Ten Years. Options vest over 4 years at twenty-five percent (25%) per year beginning on the first anniversary of the grant date. Option Term is Ten Years. Options vest over 3 years at thirty-three & one-third percent (33 1/3%) per year beginning on the first anniversary of the grant date. This option was previously reported as covering 1,505 shares at an exercise price of $26.55 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 4,708 shares at an exercise price of $29.4375 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 3,000 shares at an exercise price of $23.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 2,366 shares at an exercise price of $21.71 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 1,205 shares at an exercise price of $25.11 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 1,500 shares at an exercise price of $53.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 2,500 shares at an exercise price of $39.3125 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 6,000 shares at an exercise price of $17.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 4,400 shares at an exercise price of $28.41 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 6,800 shares at an exercise price of $26.91 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. Michael G. Fortado for S. Theis Rice 2006-09-27 -----END PRIVACY-ENHANCED MESSAGE-----