-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MRiuSan0Z1ue3TeT++TbSmrAPyF3VUJIwPLErvctdi3/+0BRERPjlOO8nPEtmo16 buKUEDMSw0BZMu6da6U+sg== 0000099780-06-000071.txt : 20060915 0000099780-06-000071.hdr.sgml : 20060915 20060915113123 ACCESSION NUMBER: 0000099780-06-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060913 FILED AS OF DATE: 20060915 DATE AS OF CHANGE: 20060915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graham Martin CENTRAL INDEX KEY: 0001344505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 061092633 BUSINESS ADDRESS: BUSINESS PHONE: (214)631-4420 MAIL ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-09-13 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001344505 Graham Martin 2525 STEMMONS FREEWAY DALLAS TX 75207 0 0 0 1 President Trinity Freightcar Common Stock 2006-09-13 4 M 0 3002 18.94 A 88250 D Common Stock 2006-09-13 4 M 0 2340 17.94 A 90590 D Common Stock 2006-09-13 4 S 0 5342 32.20 D 85248 D Employee Stock Option (right to buy) 11.3333 2013-05-29 Common Stock 21060 21060 D Employee Stock Option (right to buy) 18.94 2006-09-13 4 M 0 3002 0 D 2014-05-10 Common Stock 12001 8999 D Employee Stock Option (right to buy) 17.94 2006-09-13 4 M 0 2340 0 D 2015-05-09 Common Stock 11700 9360 D On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 28,416 additional shares of common stock. Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date. This option was previously reported as covering 14,040 shares at an exercise price of $17.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 8,000 shares at an exercise price of $28.41 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 7,800 shares at an exercise price of $26.91 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. Martin Graham 2006-09-15 -----END PRIVACY-ENHANCED MESSAGE-----