-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S4eFkc9L2WcIzh8jGWqpudh+OEUf3exW39SQA9dwXA9zTiwq0/PgQT0Z90vQkJU1 P98Ae/SHORVFG5IgRjcFrw== 0000099780-06-000069.txt : 20060817 0000099780-06-000069.hdr.sgml : 20060817 20060817145430 ACCESSION NUMBER: 0000099780-06-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060816 FILED AS OF DATE: 20060817 DATE AS OF CHANGE: 20060817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE JOHN M CENTRAL INDEX KEY: 0001199854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 061040590 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 76207 BUSINESS PHONE: 2146314420 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-08-16 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001199854 LEE JOHN M 2525 STEMMONS FREEWAY DALLAS TX 75207 0 1 0 0 Vice President Common Stock 2006-08-16 4 M 0 2403 11.3333 A 46422 D Common Stock 2006-08-16 4 M 0 1223 18.94 A 47645 D Common Stock 2006-08-16 4 M 0 750 17.94 A 48395 D Common Stock 2006-08-16 4 F 0 1798 35.50 D 46597 D Stock Option (right to buy) 11.3333 2006-08-16 4 M 0 2403 0 D 2013-05-29 Common Stock 7209 4806 D Stock Option (right to buy) 18.94 2006-08-16 4 M 0 1223 0 D 2014-05-10 Common Stock 4823 3600 D Stock Option (right to buy) 17.94 2006-08-16 4 M 0 750 0 D 2015-05-09 Common Stock 3750 3000 D Stock Option (right to buy) 35.3333 2008-03-12 Common Stock 6450 6450 D Stock Option (right to buy) 26.2083 2008-12-07 Common Stock 708 708 D On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 14,673 additional shares of common stock. Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date. Option Term is Ten Years. Options vest over 4 years at twenty-five percent (25%) per year beginning on the first anniversary of the grant date. This option was previously reported as covering 4,806 shares at an exercise price of $17.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 3,215 shares at an exercise price of $28.41 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 2,500 shares at an exercise price of $26.91 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 4,300 shares at an exercise price of $53.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 472 shares at an exercise price of $39.3125 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. John M. Lee 2006-08-17 -----END PRIVACY-ENHANCED MESSAGE-----