-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L7yhrHYtHPgxlEoDHMMpLKd/V8rYA2JOu8tv4W+KonuKnZW6bGBbtyxODnwOKMQr 5A2keFxmNs4XgCOZT1JoCQ== 0000099780-06-000068.txt : 20060815 0000099780-06-000068.hdr.sgml : 20060815 20060815145016 ACCESSION NUMBER: 0000099780-06-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060814 FILED AS OF DATE: 20060815 DATE AS OF CHANGE: 20060815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALLACE TIMOTHY R CENTRAL INDEX KEY: 0001195484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 061034796 BUSINESS ADDRESS: BUSINESS PHONE: 214-631-4420 MAIL ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-08-14 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001195484 WALLACE TIMOTHY R 2525 STEMMONS FREEWAY DALLAS TX 75207 1 1 0 0 Chairman, President & CEO Common Stock 1765 I 401(k) Plan Common Stock 57688 I by 2525 Investment, LP a Limited Partnership Common Stock 2006-08-14 4 M 0 38543 16.74 A 175137 I by GTW LP, a Limited Partnership Common Stock 2006-08-14 4 S 0 38543 33.93 D 136594 I by GTW LP, a Limited Partnership Common Stock 2006-08-14 4 M 0 8823 11.3333 A 897226 D Common Stock 2006-08-14 4 M 0 46347 11.3333 A 943573 D Common Stock 2006-08-14 4 M 0 20551 18.94 A 964124 D Common Stock 2006-08-14 4 M 0 8850 17.94 A 972974 D Common Stock 2006-08-14 4 F 0 39345 33.53 D 933629 D Common Stock 2006-08-14 4 S 0 20000 34.29 D 913629 D Stock Option (right to buy) 16.74 2006-08-14 4 M 0 38543 0 D 2007-03-21 Common Stock 38543 0 I by GTW LP, a Limited Partnership Stock Options (right to buy) 35.3333 2008-03-12 Common Stock 30000 30000 I by GTW LP, a Limited Partnership Stock Option (right to buy) 35.3333 2008-03-12 Common Stock 30000 30000 D Stock Option (right to buy) 26.2083 2008-12-07 Common Stock 22500 22500 I by GTW LP, a Limited Partnership Stock Option (right to buy) 26.2083 2008-12-07 Common Stock 57750 57750 D Stock Option (right to buy) 11.3333 2006-08-14 4 M 0 55170 0 D 2013-05-29 Common Stock 165510 110340 D Stock Option (right to buy) 18.94 2006-08-14 4 M 0 20551 0 D 2014-05-10 Common Stock 82201 61650 D Stock Option (right to buy) 17.94 2006-08-14 4 M 0 8850 0 D 2009-10-29 Common Stock 44250 35400 D Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date. Option Term is Ten Years. Options vest over 4 years at twenty-five percent (25%) per year beginning on the first anniversary of the grant date. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's indirect ownership of 19,229 additional shares of common stock. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's indirect ownership of 45,531 additional shares of common stock. On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 296,134 additional shares of common stock. This option was previously reported as covering 25,695 shares at an exercise price of $25.11 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 20,000 shares at an exercise price of $53.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 15,000 shares at an exercise price of $39.3125 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 38,500 shares at an exercise price of $39.3125 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 110,340 shares at an exercise price of $17.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 54,800 shares at an exercise price of $28.41 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 29,500 shares at an exercise price of $26.91 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. Michael G. Fortado For: Timothy R. Wallace 2006-08-15 -----END PRIVACY-ENHANCED MESSAGE-----