-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J53fmN0ZWe3SeQzkaNfANj2blOB/35o+4BY+wetV8if2S0um+TDyzuoy4y4IpfWR pnkRRs+l1YQpjuDdjgj0cA== 0000099780-06-000067.txt : 20060809 0000099780-06-000067.hdr.sgml : 20060809 20060809104106 ACCESSION NUMBER: 0000099780-06-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060807 FILED AS OF DATE: 20060809 DATE AS OF CHANGE: 20060809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McWhirter William A CENTRAL INDEX KEY: 0001320094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 061015599 BUSINESS ADDRESS: BUSINESS PHONE: (214) 631-4420 MAIL ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-08-07 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001320094 McWhirter William A 2525 STEMMONS FREEWAY DALLAS TX 75207 0 1 0 0 Sr. VP & CFO Common Stock 628 I 401k Plan Common Stock 2006-08-07 4 M 0 2454 18.94 A 140147 D Common Stock 2006-08-07 4 M 0 3600 17.94 A 143747 D Common Stock 2006-08-07 4 S 0 9654 35.60 D 134093 D Common Stock 2006-08-07 4 M 0 5400 11.3333 A 139493 D Common Stock 2006-08-07 4 M 0 2048 18.94 A 141541 D Employee Stock Option (right to buy) 35.3333 2008-03-12 Common Stock 1500 1500 D Employee Stock Option (right to buy) 11.3333 2006-08-07 4 M 0 5400 0 D 2013-05-29 Common Stock 16200 10800 D Employee Stock Option (right to buy) 18.94 2006-08-07 4 M 0 4502 0 D 2014-05-10 Common Stock 18001 13499 D Employee Stock Option (right to buy) 17.94 2006-08-07 4 M 0 3600 0 D 2015-05-09 Common Stock 18000 14400 D On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 45,897 additional shares of common stock. Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date. Option Term is Ten Years. Options vest over 4 years at twenty-five percent (25%) per year beginning on the first anniversary of the grant date. This option was previously reported as covering 12,000 shares at an exercise price of $28.41 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 12,000 shares at an exercise price of $26.91 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 10,800 shares at an exercise price of $17.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. This option was previously reported as covering 1,000 shares at an exercise price of $53.00 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006. William A. McWhirter 2006-08-09 -----END PRIVACY-ENHANCED MESSAGE-----