-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U/BkSTT6BTTTbu/T4Rli4Lhi4TrpqWOY3GGY/nuPwOWx4d7EenPEhIEjqFk/ZEmT k+i+CxY2naiP5V0KNX8rdQ== 0000099780-05-000102.txt : 20051207 0000099780-05-000102.hdr.sgml : 20051207 20051207115314 ACCESSION NUMBER: 0000099780-05-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051206 FILED AS OF DATE: 20051207 DATE AS OF CHANGE: 20051207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUCHOSSOIS CRAIG J CENTRAL INDEX KEY: 0001078976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 051248868 BUSINESS ADDRESS: STREET 1: 845 LARCH AVENUE CITY: ELMHURST STATE: IL ZIP: 60126 BUSINESS PHONE: 6302793600 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-12-06 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001078976 DUCHOSSOIS CRAIG J 2525 STEMMONS FREEWAY DALLAS TX 75207 1 0 0 0 Common Stock 600000 I See Footnote Common Stock 500000 I See Footnote Common Stock 150 D Common Stock 2005-12-06 4 M 0 5000 21.45 A 5150 D Common Stock 2005-12-06 4 M 0 5000 17.00 A 10150 D Common Stock 2005-12-06 4 M 0 2500 28.41 A 12650 D Common Stock 2005-12-06 4 M 0 2500 26.91 A 15150 D Stock Option (right to buy) 21.45 2005-12-06 4 M 0 5000 0 D 2002-05-13 2012-05-13 Common Stock 5000 0 D Stock Option (right to buy) 17.00 2005-12-06 4 M 0 5000 0 D 2003-05-29 2013-05-29 Common Stock 5000 0 D Stock Option (right to buy) 28.41 2005-12-06 4 M 0 2500 0 D 2004-05-10 2014-05-10 Common Stock 2500 0 D Stock Option (right to buy) 26.91 2005-12-06 4 M 0 2500 0 D 2005-05-09 2015-05-09 Common Stock 2500 0 D Thrall Investment Company, L.L.C. ("TIC") is the record owner of 3,150,000 shares; Thrall Car Management Company, Inc. ("TCMC") is the record owner of 600,000 shares; and Thrall Investment Company II, L.L.C. ("TIC II") is the record owner of 500,000 shares. Mr. Duchossois is an operating board member and executive officer of TIC and TIC II, and a director and executive officer of TCMC, and has the ability to vote a majority of the voting interests in each of TIC, TIC II and TCMC. Mr. Duchossois disclaims beneficial ownership of all shares held by TIC, TIC II and TCMC, except with respect to the pecuniary interest in such shares attributed to him by virtue of his direct or indirect equity interest in TIC, TIC II and TCMC. David L. Filkin, Attorney-in-Fact for Craig J. Duchossois 2005-12-07 -----END PRIVACY-ENHANCED MESSAGE-----