-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UF1hbE+acLEQu905kVvSeaTipYpuVHZdAyYfWQ/3t9mNU4YiT4w45jMwf4Jbv2VN 8He9DhRcxxl+wimdDzoYEw== 0000099780-05-000014.txt : 20050315 0000099780-05-000014.hdr.sgml : 20050315 20050315164835 ACCESSION NUMBER: 0000099780-05-000014 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050314 FILED AS OF DATE: 20050315 DATE AS OF CHANGE: 20050315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McWhirter William A CENTRAL INDEX KEY: 0001320094 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 05682213 BUSINESS ADDRESS: BUSINESS PHONE: (214) 631-4420 MAIL ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2005-03-14 0 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001320094 McWhirter William A 2525 STEMMONS FREEWAY DALLAS TX 75207 0 1 0 0 VP & CFO Common Stock 357 I 401(k) Plan Common Stock 45022 D Trinity Stock Units Common Stock 4098 I by Trust Employee Stock Option (right to buy) 53.00 2008-03-12 Common Stock 1000 D Employee Stock Option (right to buy) 39.3125 2008-12-07 Common Stock 3000 D Employee Stock Option (right to buy) 29.4375 2009-10-29 Common Stock 8000 D Employee Stock Option (right to buy) 21.71 2012-05-09 Common Stock 6665 D Employee Stock Option (right to buy) 17.00 2013-05-29 Common Stock 14400 D Employee Stock Option (right to buy) 28.41 2014-05-10 Common Stock 15000 D Restricted Stock Units Common Stock 5000 D The Trinity Stock Units were accrued under the Trinity Industries, Inc. Supplemental Profit Sharing Plan and will be settled upon the reporting person's retirement or other termination of service or earlier for in service distributions under limited circumstances as provided by the plan. Stock Units convert at a ratio of 1 to 1. Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date. Option Term is Ten Years. Options vest over 4 years at twenty-five percent (25%) per year beginning on the first anniversary of the grant date. Option Term is Ten Years. Options vest over 3 years at thirty-three & one-third percent (33 1/3%) per year beginning on the first anniversary of the grant date. Restricted Stock Units granted pursuant to Trinity Industries, Inc. Stock Option & Incentive Plan. Units vest in varying percentages beginning on the 3rd anniversary date of the grant wtih 100% vesting by the 5th anniversary date of the grant. Distribution is 1 for 1 in Trinity Stock on each vesting date or later if elected by grantee. William A. McWhirter 2005-03-15 -----END PRIVACY-ENHANCED MESSAGE-----