-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HM3GEn2rNFOzW7oPoBTS0cnT0vovW7gl6NTmxkivqVqjCxQ+SPFXMu5gMfshg0wf ReBuZLe2lIbXXkcY79k88Q== 0000099780-03-000193.txt : 20031216 0000099780-03-000193.hdr.sgml : 20031216 20031216172248 ACCESSION NUMBER: 0000099780-03-000193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031215 FILED AS OF DATE: 20031216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE JOHN M CENTRAL INDEX KEY: 0001199854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06903 FILM NUMBER: 031058106 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 76207 BUSINESS PHONE: 2146314420 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-15 0000099780 TRINITY INDUSTRIES INC NYSE/TRN 0001199854 LEE JOHN M 2525 STEMMONS FREEWAY DALLAS TX 75207 0100Vice PresidentCommon Stock2003-12-154M0627427.50A28804D< value/>Common Stock2003-12-154S0627430.50D22530DCommon Stock2003-12-154M044929.89A22979DCommson Stock2003-12-154S044930.50D22530DCommon Stock2003-12-164M062730.68A23157DCommon Stock2003-12-164S062731.00D22530DTrinity Stock Units02003-12-154A0230.70ACommon Stock21479IBy TrustEmployee Stock Option (right to buy)27.502003-12-154M06274D2004-04-25Common Stock62740DEmployee Stock Option (right to buy)29.892003-12-154M0449D1997-07-022004-04-25Common Stock4490DEmployee Stock Option (right to buy)30.682003-12-164M0627D1995-11-012004-04-25Common Stock6270DThe Trinity Stock Units were accrued under the Trinity Industries, Inc. Supplemental Profit Sharing Plan and will be settled upon the reporting person's retirement or other termination of service or earlier for in service distributions under limited circumstances as provided by the plan. Stock Units convert at a ratio of 1 to 1. The data in columns 2 and 6 are for filing format purposes only.Option Term is Ten Years. Options vest over 8 years at twelve and one-half percent (12 1/2%) per year beginning on the first anniversary of the grant date. See Item 2 for exercise price.Michael G. Fortado For: John M. Lee2003-08-18 -----END PRIVACY-ENHANCED MESSAGE-----