0001656345-17-000001.txt : 20170104
0001656345-17-000001.hdr.sgml : 20170104
20170104153023
ACCESSION NUMBER: 0001656345-17-000001
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
GROUP MEMBERS: BEN MACKOVAK
GROUP MEMBERS: MARTY ADAMS
GROUP MEMBERS: STRATEGIC VALUE INVESTORS, LP
GROUP MEMBERS: UMBERTO FEDELI
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: TRINITY CAPITAL CORP
CENTRAL INDEX KEY: 0000099771
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 850242376
STATE OF INCORPORATION: NM
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-79677
FILM NUMBER: 17505091
BUSINESS ADDRESS:
STREET 1: 1200 TRINITY DRIVE
CITY: LOS ALAMOS
STATE: NM
ZIP: 87544
BUSINESS PHONE: 505 662 5171
MAIL ADDRESS:
STREET 1: 1200 TRINITY DRIVE
CITY: LOS ALAMOS
STATE: NM
ZIP: 87544
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Strategic Value Investors LP
CENTRAL INDEX KEY: 0001656345
IRS NUMBER: 352539702
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 2000 AUBURN DRIVE
STREET 2: SUITE 300
CITY: BEACHWOOD
STATE: OH
ZIP: 44122
BUSINESS PHONE: 216-282-6190
MAIL ADDRESS:
STREET 1: 2000 AUBURN DRIVE
STREET 2: SUITE 300
CITY: BEACHWOOD
STATE: OH
ZIP: 44122
SC 13G
1
13g.txt
SC 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Trinity Capital Corporation
-----------------------------------------------------------------------
(Name of Issuer)
Common Stock, no par value
-----------------------------------------------------------------------
(Title of Class of Securities)
NONE
-----------------------------------------------------------------------
(CUSIP Number)
December 19, 2016
-----------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
persons initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange
Act of 1934 (Act) or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
CUSIP No. NONE
---------
-----------------------------------------------------------------------
1. Names of Reporting Persons
Strategic Value Investors, LP
-----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [x]
(b)
-----------------------------------------------------------------------
3. SEC Use Only
-----------------------------------------------------------------------
4. Citizenship or Place of Organization
State of Delaware
-----------------------------------------------------------------------
5. Sole Voting Power
NONE
Number of -----------------------------------
Shares 6. Shared Voting Power
Beneficially 842,105
Owned by -----------------------------------
Each 7. Sole Dispositive Power
Reporting NONE
Person With: -----------------------------------
8. Shared Dispositive Power
842,105
-----------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
842,105
-----------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[ ]
-----------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
9.2%
-----------------------------------------------------------------------
12. Type of Reporting Person
PN
-----------------------------------------------------------------------
CUSIP No. NONE
---------
-----------------------------------------------------------------------
1. Names of Reporting Persons
Ben Mackovak
-----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [x]
(b)
-----------------------------------------------------------------------
3. SEC Use Only
-----------------------------------------------------------------------
4. Citizenship or Place of Organization
United States
-----------------------------------------------------------------------
5. Sole Voting Power
NONE
Number of -----------------------------------
Shares 6. Shared Voting Power
Beneficially 842,105
Owned by -----------------------------------
Each 7. Sole Dispositive Power
Reporting NONE
Person With: -----------------------------------
8. Shared Dispositive Power
842,105
-----------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
842,105
-----------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[ ]
-----------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
9.2%
-----------------------------------------------------------------------
12. Type of Reporting Person
IN
-----------------------------------------------------------------------
CUSIP No. NONE
---------
-----------------------------------------------------------------------
1. Names of Reporting Persons
Marty Adams
-----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [x]
(b)
-----------------------------------------------------------------------
3. SEC Use Only
-----------------------------------------------------------------------
4. Citizenship or Place of Organization
United States
-----------------------------------------------------------------------
5. Sole Voting Power
NONE
Number of -----------------------------------
Shares 6. Shared Voting Power
Beneficially 842,105
Owned by -----------------------------------
Each 7. Sole Dispositive Power
Reporting NONE
Person With: -----------------------------------
8. Shared Dispositive Power
842,105
-----------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
842,105
-----------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[ ]
-----------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
9.2%
-----------------------------------------------------------------------
12. Type of Reporting Person
IN
-----------------------------------------------------------------------
CUSIP No. NONE
---------
-----------------------------------------------------------------------
1. Names of Reporting Persons
Umberto Fedeli
-----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [x]
(b)
-----------------------------------------------------------------------
3. SEC Use Only
-----------------------------------------------------------------------
4. Citizenship or Place of Organization
United States
-----------------------------------------------------------------------
5. Sole Voting Power
NONE
Number of -----------------------------------
Shares 6. Shared Voting Power
Beneficially 842,105
Owned by -----------------------------------
Each 7. Sole Dispositive Power
Reporting NONE
Person With: -----------------------------------
8. Shared Dispositive Power
842,105
-----------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
842,105
-----------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[ ]
-----------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
9.2%
-----------------------------------------------------------------------
12. Type of Reporting Person
IN
-----------------------------------------------------------------------
CUSIP No. NONE
---------
-----------------------------------------------------------------------
1. Names of Reporting Persons
Strategic Value Bank Partners LLC
-----------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [x]
(b)
-----------------------------------------------------------------------
3. SEC Use Only
-----------------------------------------------------------------------
4. Citizenship or Place of Organization
United States
-----------------------------------------------------------------------
5. Sole Voting Power
NONE
Number of -----------------------------------
Shares 6. Shared Voting Power
Beneficially 842,105
Owned by -----------------------------------
Each 7. Sole Dispositive Power
Reporting NONE
Person With: -----------------------------------
8. Shared Dispositive Power
842,105
-----------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
842,105
-----------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[ ]
-----------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
9.2%
-----------------------------------------------------------------------
12. Type of Reporting Person
OO
-----------------------------------------------------------------------
CUSIP No. NONE
---------
ITEM 1.
(a) Name of Issuer:
Trinity Capital Corporation
(b) Address of Issuer's Principal Executive Offices:
1200 Trinity Drive,
Los Alamos, NM 87544
ITEM 2.
(a) Name of Person Filing:
i.Strategic Value Investors, LP is a
Delaware limited partnership.
ii.Ben Mackovak (Mackovak), who serves as a managing
member of Strategic Value Bank Partners LLC.
iii.Marty Adams (Adams), who serves as a managing member
of Strategic Value Bank Partners LLC.
iv.Umberto Fedeli (Fedeli), who serves as a managing
member of Strategic Value Bank Partners LLC.
v.Strategic Value Bank Partners LLC, a Ohio Limited
Liability company, which serves as the general
partners of Strategic Value Investors, LP.
(b) Address of Principal Business Office, or if
None, Residence:
The address of the business office of each of the Reporting
Person is 2000 Auburn Drive, Suite 300, Beachwood,
OH 44122
(c) Citizenship:
Strategic Value Investors is organized under the laws of
the State of Delaware. Strategic Value Bank Partners LLC
is organized under the laws of the state of Ohio. Each of
Messrs. Mackovak, Adams and Fedeli is a citizen of the
United States of America.
(d) Title of Class of Securities:
Common Stock, no par value
(e) CUSIP Number:
NONE
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13d-1(b) OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or dealer registered under Section 15 of
the Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in Section 3(a)(6) of the Act
(15 U.S.C. 78c).
(c) [ ] Insurance company as defined in Section 3(a)(19)
of the Act (15 U.S.C. 78c).
(d)[ ] Investment company registered under Section 8 of
the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)[x] An investment adviser in accordance with
ss.240.13d-1(b)(1)(ii)(E);
(f)[ ] An employee benefit plan or endowment fund in
accordance with ss.240.13d-1(b)(1)(ii)(F);
(g)[ ] A parent holding company or control person in
accordance with ss.240.13d-1(b)(1)(ii)(G);
(h)[ ] A savings associations as defined in Section 3(b)
of the Federal Deposit Insurance Act
(12 U.S.C. 1813);
(i)[ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)[ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
ITEM 4. OWNERSHIP.
All ownership information reported in this item 4 is as of December 19th, 2016.
Strategic Value Investors, LP
(a) Amount beneficially owned: 842,105
(b) Percent of class: 9.2%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: -0-
(ii) Shared power to vote or to direct the vote: 842,105
(iii) Sole power to dispose or to direct the disposition of: -0-
(iv) Shared power to dispose or to direct the disposition of: 842,105
Ben Mackovak
(a) Amount beneficially owned: 842,105
(b) Percent of class: 9.2%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: -0-
(ii) Shared power to vote or to direct the vote: 842,105
(iii) Sole power to dispose or to direct the disposition of: -0-
(iv) Shared power to dispose or to direct the disposition of: 842,105
Marty Adams
(a) Amount beneficially owned: 842,105
(b) Percent of class: 9.2%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: -0-
(ii) Shared power to vote or to direct the vote: 842,105
(iii) Sole power to dispose or to direct the disposition of: -0-
(iv) Shared power to dispose or to direct the disposition of: 842,105
Umberto Fedeli
(a) Amount beneficially owned: 842,105
(b) Percent of class: 9.2%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: -0-
(ii) Shared power to vote or to direct the vote: 842,105
(iii) Sole power to dispose or to direct the disposition of: -0-
(iv) Shared power to dispose or to direct the disposition of: 842,105
Strategic Value Bank Partners LLC
(a) Amount beneficially owned: 842,105
(b) Percent of class: 9.2%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: -0-
(ii) Shared power to vote or to direct the vote: 842,105
(iii) Sole power to dispose or to direct the disposition of: -0-
(iv) Shared power to dispose or to direct the disposition of: 842,105
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
Not Applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not Applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not Applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
See Item 2.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable.
ITEM 10. CERTIFICATIONS.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were
acquired and are held in the ordinary course of business and
were not acquired and not held for the purpose of or with the effect
of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having such purpose
or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
January 4, 2017
/s/ Ben Mackovak
-------------------------------
Ben Mackovak, as Managing Member of
Strategic Value Bank Partners LLC, for
itself and as the general Partner of
Strategic Value Investors LP.