0000099771-19-000028.txt : 20190307
0000099771-19-000028.hdr.sgml : 20190307
20190307181522
ACCESSION NUMBER: 0000099771-19-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190307
FILED AS OF DATE: 20190307
DATE AS OF CHANGE: 20190307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ho Yin
CENTRAL INDEX KEY: 0001670518
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50266
FILM NUMBER: 19667028
MAIL ADDRESS:
STREET 1: 1200 TRINITY DRIVE
STREET 2: PO BOX 60
CITY: LOS ALAMOS
STATE: NM
ZIP: 87544
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRINITY CAPITAL CORP
CENTRAL INDEX KEY: 0000099771
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 850242376
STATE OF INCORPORATION: NM
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 TRINITY DRIVE
CITY: LOS ALAMOS
STATE: NM
ZIP: 87544
BUSINESS PHONE: 505 662 5171
MAIL ADDRESS:
STREET 1: 1200 TRINITY DRIVE
CITY: LOS ALAMOS
STATE: NM
ZIP: 87544
4
1
form4.xml
X0306
4
2019-03-07
0000099771
TRINITY CAPITAL CORP
TRIN
0001670518
Ho Yin
1200 TRINITY DRIVE
PO BOX 60
LOS ALAMOS
NM
87544
true
Chief Information Officer
Voting common stock
2019-03-08
4
A
0
25000
0
A
69275
D
Voting common stock
2019-03-08
4
F
0
16583
10.76
D
52692
D
Voting common stock
2019-03-08
4
D
0
52692
D
0
D
Represents the acquisition of 25,000 shares of common stock underlying performance-based restricted stock units that were accelerated and fully vested in accordance with the terms of the Merger Agreement (defined below).
Reflects the number of shares of common stock withheld by the Issuer to pay the tax liability of the Reporting Person in connection with the settlement of restricted stock units previously granted to the Reporting Person. The amount of shares of common stock withheld is based on the closing price on March 5, 2019.
Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019.
All outstanding securities issued by Trinity Capital Corp (the "Issuer") were disposed of pursuant to the Agreement and Plan of Merger, dated November 1, 2018, (the "Merger Agreement") between the Issuer, its wholly owned subsidiary Los Alamos National Bank, Enterprise Financial Services Corp ("EFSC") and Enterprise Bank & Trust, pursuant to which, on March 8, 2019, the Issuer merged with and into EFSC, with EFSC being the surviving corporation.
/s/Yin Ho
2019-03-07