0001567619-20-020113.txt : 20201119 0001567619-20-020113.hdr.sgml : 20201119 20201119170138 ACCESSION NUMBER: 0001567619-20-020113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201117 FILED AS OF DATE: 20201119 DATE AS OF CHANGE: 20201119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petersen Christopher O. CENTRAL INDEX KEY: 0001518807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-00266 FILM NUMBER: 201329477 MAIL ADDRESS: STREET 1: 5228 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2020-11-17 0 0000099614 TRI-CONTINENTAL CORP TY 0001518807 Petersen Christopher O. 5228 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 President & Prin Exec Off Tri-Continental Corporation Common Stock (TY) 2020-11-17 4 P 0 100 28.4043 A 100 D Joseph D'Alessandro, Power-of-Attorney 2020-11-19