0001567619-20-005425.txt : 20200303 0001567619-20-005425.hdr.sgml : 20200303 20200303151409 ACCESSION NUMBER: 0001567619-20-005425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KING DAVID L CENTRAL INDEX KEY: 0001198287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-00266 FILM NUMBER: 20681719 MAIL ADDRESS: STREET 1: C/O PUTNAM LLC STREET 2: ONE POST OFFICE SQUARE L5 CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2020-03-02 0 0000099614 TRI-CONTINENTAL CORP TY 0001198287 KING DAVID L 225 FRANKLIN STREET BOSTON MA 02110 0 0 0 1 Portfolio Manager of Issuer Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 63 26.24 A 145700 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 562 26.19 A 146262 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 141 26.09 A 146403 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 100 26.13 A 146503 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 188 26.11 A 146691 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 100 26.175 A 146791 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 292 26.18 A 147083 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 186 26.12 A 147269 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 188 26.115 A 147457 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 100 26.39 A 147557 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 88 26.4 A 147645 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 100 26.355 A 147745 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 260 26.37 A 148005 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 148 26.38 A 148153 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 150 26.36 A 148303 D Tri-Continental Corporation Common Stock 2020-03-01 4 P 0 88 26.62 A 148391 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 54 26.6 A 148445 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 51 26.5 A 148496 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 822 26.29 A 149318 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 247 26.28 A 149565 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 10 26.395 A 149575 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 32 26.46 A 149607 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 247 26.45 A 149854 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 37 26.44 A 149891 D Tri-Continental Corporation Common Stock 2020-03-02 4 P 0 109 26.43 A 150000 D Joseph D'Alessandro, Power of Attorney 2020-03-03