0001567619-20-005425.txt : 20200303
0001567619-20-005425.hdr.sgml : 20200303
20200303151409
ACCESSION NUMBER: 0001567619-20-005425
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200302
FILED AS OF DATE: 20200303
DATE AS OF CHANGE: 20200303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KING DAVID L
CENTRAL INDEX KEY: 0001198287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-00266
FILM NUMBER: 20681719
MAIL ADDRESS:
STREET 1: C/O PUTNAM LLC
STREET 2: ONE POST OFFICE SQUARE L5
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP
CENTRAL INDEX KEY: 0000099614
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 135441850
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 612-671-4321
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: TRI CONTINENTAL CORP
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2020-03-02
0
0000099614
TRI-CONTINENTAL CORP
TY
0001198287
KING DAVID L
225 FRANKLIN STREET
BOSTON
MA
02110
0
0
0
1
Portfolio Manager of Issuer
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
63
26.24
A
145700
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
562
26.19
A
146262
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
141
26.09
A
146403
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
100
26.13
A
146503
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
188
26.11
A
146691
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
100
26.175
A
146791
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
292
26.18
A
147083
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
186
26.12
A
147269
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
188
26.115
A
147457
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
100
26.39
A
147557
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
88
26.4
A
147645
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
100
26.355
A
147745
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
260
26.37
A
148005
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
148
26.38
A
148153
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
150
26.36
A
148303
D
Tri-Continental Corporation Common Stock
2020-03-01
4
P
0
88
26.62
A
148391
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
54
26.6
A
148445
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
51
26.5
A
148496
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
822
26.29
A
149318
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
247
26.28
A
149565
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
10
26.395
A
149575
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
32
26.46
A
149607
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
247
26.45
A
149854
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
37
26.44
A
149891
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
109
26.43
A
150000
D
Joseph D'Alessandro, Power of Attorney
2020-03-03