0001567619-20-005423.txt : 20200303
0001567619-20-005423.hdr.sgml : 20200303
20200303151016
ACCESSION NUMBER: 0001567619-20-005423
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200302
FILED AS OF DATE: 20200303
DATE AS OF CHANGE: 20200303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KING DAVID L
CENTRAL INDEX KEY: 0001198287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-00266
FILM NUMBER: 20681700
MAIL ADDRESS:
STREET 1: C/O PUTNAM LLC
STREET 2: ONE POST OFFICE SQUARE L5
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP
CENTRAL INDEX KEY: 0000099614
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 135441850
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 612-671-4321
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: TRI CONTINENTAL CORP
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2020-03-02
0
0000099614
TRI-CONTINENTAL CORP
TY
0001198287
KING DAVID L
225 FRANKLIN STREET
BOSTON
MA
02110
0
0
0
1
Portfolio Manager of Issuer
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
47
25.54
A
140047
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
49
25.51
A
140096
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
200
25.49
A
140296
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
680
25.46
A
140976
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
158
25.45
A
141134
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
141
25.44
A
141275
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
48
25.62
A
141323
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
51
25.74
A
141374
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
376
25.79
A
141750
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
78
25.71
A
141828
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
251
25.70
A
142079
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
178
25.72
A
142257
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
100
25.91
A
142357
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
88
25.90
A
142445
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
58
26.14
A
142503
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
191
26.02
A
142694
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
338
26.00
A
143032
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
51
25.99
A
143083
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
6
26.22
A
143089
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
200
26.295
A
143289
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
240
26.21
A
143529
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
109
26.20
A
143638
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
167
26.16
A
143805
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
100
26.265
A
143905
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
88
26.27
A
143993
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
847
26.30
A
144840
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
188
26.34
A
145028
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
278
26.33
A
145306
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
98
26.35
A
145404
D
Tri-Continental Corporation Common Stock
2020-03-02
4
P
0
233
26.25
A
145637
D
Joseph D'Alessandro, Power of Attorney
2020-03-03