0001567619-20-002016.txt : 20200204 0001567619-20-002016.hdr.sgml : 20200204 20200204123059 ACCESSION NUMBER: 0001567619-20-002016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200203 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlton Pamela G CENTRAL INDEX KEY: 0001449984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-00266 FILM NUMBER: 20572292 MAIL ADDRESS: STREET 1: 901 S. MARQUETTE AVENUE CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2020-02-03 0 0000099614 TRI-CONTINENTAL CORP TY 0001449984 Carlton Pamela G 901 S. MARQUETTE AVENUE MINNEAPOLIS MN 55402 1 0 0 0 Tri-Continental Corporation Common Stock (TY) 2020-02-03 4 S 0 700 28.3600 D 1563 D Tri-Continental Corporation Common Stock (TY) 2020-02-03 4 S 0 300 28.3409 D 1263 D Joseph D'Alessandro, Power-of-Attorney 2020-02-04