0001567619-19-000019.txt : 20190102 0001567619-19-000019.hdr.sgml : 20190102 20190102135016 ACCESSION NUMBER: 0001567619-19-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190102 DATE AS OF CHANGE: 20190102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jin Yan CENTRAL INDEX KEY: 0001544261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-00266 FILM NUMBER: 19500972 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2018-12-31 0 0000099614 TRI-CONTINENTAL CORP TY 0001544261 Jin Yan 225 FRANKLIN STREET BOSTON MA 02110 0 0 0 1 Portfolio Manager of Issuer Tri-Continental Corporation Common Stock 2018-12-31 4 P 0 100 23.37 A 7927 D Tri-Continental Corporation Common Stock 2018-12-31 4 P 0 2860 23.38 A 10787 D Tri-Continental Corporation Common Stock 2018-12-31 4 P 0 700 23.40 A 11487 D Tri-Continental Corporation Common Stock 2018-12-31 4 P 0 300 23.41 A 11787 D Tri-Continental Corporation Common Stock 2018-12-31 4 P 0 84 23.43 A 11871 D Tri-Continental Corporation Common Stock 2018-12-31 4 P 0 386 23.44 A 12257 D Tri-Continental Corporation Common Stock 2018-12-31 4 P 0 434 23.45 A 12691 D Tri-Continental Corporation Common Stock 2018-12-31 4 P 0 136 23.46 A 12827 D This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities indirectly owned as disclosed in previous Form 4 filings. Joseph D'Alessandro, Power of Attorney 2019-01-02