0001567619-19-000019.txt : 20190102
0001567619-19-000019.hdr.sgml : 20190102
20190102135016
ACCESSION NUMBER: 0001567619-19-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190102
DATE AS OF CHANGE: 20190102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jin Yan
CENTRAL INDEX KEY: 0001544261
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-00266
FILM NUMBER: 19500972
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP
CENTRAL INDEX KEY: 0000099614
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 135441850
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 612-671-4321
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: TRI CONTINENTAL CORP
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2018-12-31
0
0000099614
TRI-CONTINENTAL CORP
TY
0001544261
Jin Yan
225 FRANKLIN STREET
BOSTON
MA
02110
0
0
0
1
Portfolio Manager of Issuer
Tri-Continental Corporation Common Stock
2018-12-31
4
P
0
100
23.37
A
7927
D
Tri-Continental Corporation Common Stock
2018-12-31
4
P
0
2860
23.38
A
10787
D
Tri-Continental Corporation Common Stock
2018-12-31
4
P
0
700
23.40
A
11487
D
Tri-Continental Corporation Common Stock
2018-12-31
4
P
0
300
23.41
A
11787
D
Tri-Continental Corporation Common Stock
2018-12-31
4
P
0
84
23.43
A
11871
D
Tri-Continental Corporation Common Stock
2018-12-31
4
P
0
386
23.44
A
12257
D
Tri-Continental Corporation Common Stock
2018-12-31
4
P
0
434
23.45
A
12691
D
Tri-Continental Corporation Common Stock
2018-12-31
4
P
0
136
23.46
A
12827
D
This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities indirectly owned as disclosed in previous Form 4 filings.
Joseph D'Alessandro, Power of Attorney
2019-01-02