EX-FILING FEES 16 d770361dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit (s)

EX. FILING FEES

Calculation of Filing Fee Tables

Form N-2

(Form Type)

Tri-Continental Corporation

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
      Security
Type		   

Security
Class

Title

   

Fee 

Calculation 

or Carry 

Forward 

Rule 

   

Amount 

Registered 

   

Proposed 

Maximum 

Offering 

Price Per 

Unit 

   

Maximum 

Aggregate 

Offering 

Price 

   

Fee 

Rate 

   

Amount of 

Registration 

Fee 

  

Carry 
Forward 

Form 

Type 

   

Carry 

Forward 

File 

Number 

   

Carry 

Forward 

Initial 

effective 

date 

   

Filing Fee 

Previously 

Paid in 
Connection 

with Unpaid 
Securities 

to be 

Carried 

Forward 

 
Carry Forward Securities
                         

Carry

Forward

Securities

    Equity    Common
Shares(a)		    415(a)(6)    762,714       $27,080,000         Form
N-2		    333-104669    May 1,
2003		    $2,190.77
                         
     Equity    Common
Shares(a)		    415(a)(6)    400,000       $10,356,000         Form
N-2		    333-236947    April 30,
2020		    $1,344.21
                   
     Total Offering Amounts        $37,436,000                   
                   
     Total Fees Previously Paid              $3,534.98             
                   
     Total Fee Offsets              $3,534.98             
                   
     Net Fee Due                    $0(b)                   

 

(a)

Unsold securities for which the registration fee was previously paid in connection with the Registrant’s previous Registration Statement on Form N-2 (File No. 333-236947) and securities previously registered and carried forward under this Registration Statement pursuant to Rule 415(a)(6) under the Securities Act.

 

(b)

Pursuant to Rule 415(a)(6) under the Securities Act, the Registrant is carrying forward to this Registration Statement unsold securities that the Registrant previously registered on its Registration Statement on Form N-2 (File No. 333-236947) (the “Prior Registration Statement”). Filing fees have been previously paid in connection with these unsold securities. Pursuant to Rule 415(a)(6) under the Securities Act, the filing fee previously paid with respect to such unsold securities will continue to be applied to such unsold securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of unsold securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement.