EX-99.(K)(1)(I) 3 d770361dex99k1i.htm (K)(1)(I) SCHEDULE A (7-1-2023) AND SCHEDULE B TO STOCKHOLDER SERVICE AGENT AGRE (k)(1)(i) Schedule A (7-1-2023) and Schedule B to Stockholder Service Agent Agre

Schedule A

As of July 1, 2023

FEE SCHEDULE

Effective July 1, 2023, the Service Agent shall receive for services under this Agreement, with respect to Fund common share accounts, a $33.50 per account fee, accrued daily and payable monthly.


Schedule B

As of April 12, 2012

OUT-OF-POCKET EXPENSES

The Fund shall reimburse the Service Agent monthly for the following out-of-pocket expenses:

 

   

typesetting, printing, paper, envelopes, postage and return postage for proxy soliciting material, and proxy tabulation costs

 

   

printing, paper, envelopes and postage for dividend notices, dividend checks, records of account, purchase confirmations, sale or repurchase confirmations, checks issued in connection with the sale or repurchase of Fund shares, confirmations on changes of address and any other communication required to be sent to shareholders

 

   

typesetting, printing, paper, envelopes and postage for prospectuses, annual and semi-annual and quarterly reports, statements of additional information, supplements for prospectuses and statements of additional information and other required mailings to shareholders

 

   

stop orders

 

   

outgoing wire charges

 

   

charges of the Depository Trust Company in connection with settlement and related services provided to the Fund

 

   

other expenses incurred at the request or with the consent of the Fund


IN WITNESS WHEREOF, the parties hereto have caused the forgoing Schedule A and Schedule B to be duly executed as of July 1, 2023.

 

TRI-CONTINENTAL CORPORATION
By:   /s/ Daniel J. Beckman
  Name: Daniel J. Beckman
  Title: President

 

COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP.
By:   /s/ Lyn Kephart-Strong
  Name: Lyn Kephart-Strong
  Title: President