0001140361-18-028387.txt : 20180613 0001140361-18-028387.hdr.sgml : 20180613 20180613152004 ACCESSION NUMBER: 0001140361-18-028387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180612 FILED AS OF DATE: 20180613 DATE AS OF CHANGE: 20180613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Albanese Peter CENTRAL INDEX KEY: 0001616745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-00266 FILM NUMBER: 18896589 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2018-06-12 0 0000099614 TRI-CONTINENTAL CORP TY 0001616745 Albanese Peter 50606 AMERIPRISE FINANCIAL CENTER MINEAPOLIS MN 55474 0 0 0 1 Portfolio Manager of Issuer Tri-Continental Corporation Common Stock 2018-06-12 4 S 0 1300 27.5110 D 9267.593 D Tri-Continental Corporation Common Stock 2018-06-12 4 S 0 600 27.5250 D 8667.593 D Tri-Continental Corporation Common Stock 2018-06-12 4 S 0 200 27.5130 D 8467.593 D Tri-Continental Corporation Common Stock 2018-06-12 4 S 0 400 27.5100 D 8067.593 D Tri-Continental Corporation Common Stock 2018-06-12 4 S 0 600 27.5000 D 7467.593 D Tri-Continental Corporation Common Stock 2018-06-12 4 S 0 400 27.4990 D 7067.593 D Tri-Continental Corporation Common Stock 2018-06-12 4 S 0 2000 27.4930 D 5067.593 D Joseph D'Alessandro, Power of Attorney 2018-06-13