0001140361-18-012729.txt : 20180309
0001140361-18-012729.hdr.sgml : 20180309
20180309094836
ACCESSION NUMBER: 0001140361-18-012729
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120404
FILED AS OF DATE: 20180309
DATE AS OF CHANGE: 20180309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlton Pamela G
CENTRAL INDEX KEY: 0001449984
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-00266
FILM NUMBER: 18678725
MAIL ADDRESS:
STREET 1: 901 S. MARQUETTE AVENUE
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP
CENTRAL INDEX KEY: 0000099614
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 135441850
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 612-671-4321
MAIL ADDRESS:
STREET 1: 225 FRANKLIN STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: TRI CONTINENTAL CORP
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2012-04-04
0
0000099614
TRI-CONTINENTAL CORP
TY
0001449984
Carlton Pamela G
225 FRANKLIN ST
BOSTON
MA
02110
1
0
0
0
Tri-Continental Corporation Common Stock
2012-04-04
4
S
0
100.000
15.8989
D
0
D
Tri-Continental Corporation Common Stock
2012-04-10
4
P
0
1300
15.55
A
1300
D
Tri-Continental Corporation Common Stock
2012-04-10
4
P
0
800
15.56
A
2100
D
Late filing being made as a result of administrative oversight. A small, short swing profit was identified in connection with the above transactions and reimbursement made to the Issuer.
Joseph D'Alessandro, Power of Attorney
2018-03-09