0001140361-17-004746.txt : 20170207 0001140361-17-004746.hdr.sgml : 20170207 20170207123008 ACCESSION NUMBER: 0001140361-17-004746 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI-CONTINENTAL CORP CENTRAL INDEX KEY: 0000099614 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 135441850 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: TRI CONTINENTAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jin Yan CENTRAL INDEX KEY: 0001544261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-00266 FILM NUMBER: 17578004 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc1.xml FORM 4 X0306 4 2017-02-03 0 0000099614 TRI-CONTINENTAL CORP TY 0001544261 Jin Yan 225 FRANKLIN STREET BOSTON MA 02110 0 0 0 1 Portfolio Manager of Issuer Tri-Continental Corporation Common Stock 2017-02-03 4 P 0 1000 22.625 A 5500 D Joseph D'Alessandro, Power-of-Attorney 2017-02-07