0001611144-14-000002.txt : 20140625
0001611144-14-000002.hdr.sgml : 20140625
20140618135216
ACCESSION NUMBER: 0001611144-14-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140616
FILED AS OF DATE: 20140618
DATE AS OF CHANGE: 20140618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BREEZE-EASTERN CORP
CENTRAL INDEX KEY: 0000099359
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 954062211
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
BUSINESS PHONE: 973 602 1001
MAIL ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP.
DATE OF NAME CHANGE: 20061006
FORMER COMPANY:
FORMER CONFORMED NAME: BREEZE-EASTERN CORP
DATE OF NAME CHANGE: 20061005
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dupuis Serge
CENTRAL INDEX KEY: 0001611144
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 14927473
MAIL ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-06-16
0
0000099359
BREEZE-EASTERN CORP
BZC
0001611144
Dupuis Serge
35 MELANIE LANE
WHIPPANY
NJ
07981
0
1
0
0
Chief Financial Officer
Stock Option (Right to Buy)
12.78
2014-06-16
4
A
0
200000
0
A
2024-06-16
Common Stock
200000
200000
D
1. An option to purchase 25,000 shares is immediately exercisable upon grant, and the option to purchase the remaining 175,000 shares vests gradually in installments of 25,000 shares based upon whether the average closing price of our common stock over a thirty-day period (the "Trailing Price") exceeds certain pre-determined thresholds within certain timeframes. Specifically, (i) options to purchase 25,000 shares will vest when the Trailing Price exceeds $10.75; (ii) at any time after June 16, 2015, options to purchase 25,000 shares will vest when the Trailing Price exceeds $11.75 and $12.75; (iii) at any time after June 16, 2016, options to purchase 25,000 shares will vest when the Trailing Price exceeds $13.75 and $14.75; and (iv) at any time after June 16, 2017, options to purchase 25,000 shares will vest when the Trailing Price exceeds $15.75 and $16.75.
Serge Dupuis
2014-06-18