0001611144-14-000002.txt : 20140625 0001611144-14-000002.hdr.sgml : 20140625 20140618135216 ACCESSION NUMBER: 0001611144-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140616 FILED AS OF DATE: 20140618 DATE AS OF CHANGE: 20140618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BREEZE-EASTERN CORP CENTRAL INDEX KEY: 0000099359 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 954062211 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 BUSINESS PHONE: 973 602 1001 MAIL ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP. DATE OF NAME CHANGE: 20061006 FORMER COMPANY: FORMER CONFORMED NAME: BREEZE-EASTERN CORP DATE OF NAME CHANGE: 20061005 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dupuis Serge CENTRAL INDEX KEY: 0001611144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 14927473 MAIL ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-06-16 0 0000099359 BREEZE-EASTERN CORP BZC 0001611144 Dupuis Serge 35 MELANIE LANE WHIPPANY NJ 07981 0 1 0 0 Chief Financial Officer Stock Option (Right to Buy) 12.78 2014-06-16 4 A 0 200000 0 A 2024-06-16 Common Stock 200000 200000 D 1. An option to purchase 25,000 shares is immediately exercisable upon grant, and the option to purchase the remaining 175,000 shares vests gradually in installments of 25,000 shares based upon whether the average closing price of our common stock over a thirty-day period (the "Trailing Price") exceeds certain pre-determined thresholds within certain timeframes. Specifically, (i) options to purchase 25,000 shares will vest when the Trailing Price exceeds $10.75; (ii) at any time after June 16, 2015, options to purchase 25,000 shares will vest when the Trailing Price exceeds $11.75 and $12.75; (iii) at any time after June 16, 2016, options to purchase 25,000 shares will vest when the Trailing Price exceeds $13.75 and $14.75; and (iv) at any time after June 16, 2017, options to purchase 25,000 shares will vest when the Trailing Price exceeds $15.75 and $16.75. Serge Dupuis 2014-06-18