-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CkWZcOqPeJbpxSEhZskT5iQf5N7E3NAucdva+5XyJjLlWDPyMgMWuW6cAOgEIp6R vsAoebsjK8007Ze0VhoY8A== 0001230018-07-000018.txt : 20070917 0001230018-07-000018.hdr.sgml : 20070917 20070917154039 ACCESSION NUMBER: 0001230018-07-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070913 FILED AS OF DATE: 20070917 DATE AS OF CHANGE: 20070917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BREEZE-EASTERN CORP CENTRAL INDEX KEY: 0000099359 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 954062211 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 700 LIBERTY AVENUE CITY: UNION STATE: NJ ZIP: 07083 BUSINESS PHONE: 908-688-2440 MAIL ADDRESS: STREET 1: 700 LIBERTY AVENUE CITY: UNION STATE: NJ ZIP: 07083 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP. DATE OF NAME CHANGE: 20061006 FORMER COMPANY: FORMER CONFORMED NAME: BREEZE-EASTERN CORP DATE OF NAME CHANGE: 20061005 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS JAY R CENTRAL INDEX KEY: 0001107275 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 071120036 BUSINESS ADDRESS: STREET 1: C/O GOLDSMITH & HARRIS INC STREET 2: 80 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2125145515 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-09-13 0 0000099359 BREEZE-EASTERN CORP BZC 0001107275 HARRIS JAY R 80 PINE STREET NEW YORK NY 10005 1 0 1 0 Common Stock 2007-09-13 4 A 0 2381 12.6 A 1110865 D Award of Restricted Stock pursuant to Issuer's 2006 Long Term Incentive Plan--exempt under Rule 16b-3. Includes (i) 761,583 shares of which Mr. Harris may be deemed to be the indirect beneficial owner through his position as President of Goldsmith & Harris Incorporated by virtue of shared investment discretion over and the power to dispose or to direct the disposition of accounts of its clients that own shares; (ii) 128,501 shares of which Mr. Harris may be deemed to be the indirect beneficial owner through his position as Managing Director of Goldsmith & Harris Asset Management, LLC, through which he shares investment discretion and voting control over the shares held by Goldsmith & Harris Capital Appreciation, LLC; and (iii) 24,900 shares of which Mr. Harris may be deemed to be the indirect beneficial owner of through family-related accounts, over which Mr. Harris exercises investment discretion or voting control. Jay R. Harris 2007-09-13 -----END PRIVACY-ENHANCED MESSAGE-----