0001214659-15-008089.txt : 20151130 0001214659-15-008089.hdr.sgml : 20151130 20151130215135 ACCESSION NUMBER: 0001214659-15-008089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150805 FILED AS OF DATE: 20151130 DATE AS OF CHANGE: 20151130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BREEZE-EASTERN CORP CENTRAL INDEX KEY: 0000099359 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 954062211 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 BUSINESS PHONE: 973 602 1001 MAIL ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP. DATE OF NAME CHANGE: 20061006 FORMER COMPANY: FORMER CONFORMED NAME: BREEZE-EASTERN CORP DATE OF NAME CHANGE: 20061005 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vanasek James Thomas CENTRAL INDEX KEY: 0001335689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 151261115 MAIL ADDRESS: STREET 1: C/O VN CAPITAL MANAGEMENT, LLC STREET 2: 198 BROADWAY, SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOONE PATRICK DONNELL CENTRAL INDEX KEY: 0001567270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 151261116 MAIL ADDRESS: STREET 1: 1133 BROADWAY, SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOINVILLE CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001567511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 151261117 BUSINESS ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-393-1140 MAIL ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VN CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001567697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 151261118 BUSINESS ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-393-1140 MAIL ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10010 4 1 marketforms-33586.xml PRIMARY DOCUMENT X0306 4 2015-08-05 0000099359 BREEZE-EASTERN CORP BZC 0001567697 VN CAPITAL MANAGEMENT, LLC 1133 BROADWAY SUITE 1609 NEW YORK NY 10010 false false true false 0001567511 JOINVILLE CAPITAL MANAGEMENT, LLC C/O VN CAPITAL MANAGEMENT, LLC 1133 BROADWAY, SUITE 1609 NEW YORK 10010 false false true false 0001567270 NOONE PATRICK DONNELL C/O VN CAPITAL MANAGEMENT, LLC 1133 BROADWAY, SUITE 1609 NEW YORK 10010 false false true false 0001335689 Vanasek James Thomas C/O VN CAPITAL MANAGEMENT, LLC 1133 BROADWAY, SUITE 1609 NEW YORK 10010 false false true false Common Stock 2015-08-05 4 P false 1000 12 A 1229658 I See Footnotes Common Stock 2015-08-07 4 P false 10000 11.88 A 1239658 I See Footnotes Common Stock 2015-09-08 4 P false 1000 13.78 A 1240658 I See Footnotes Common Stock 2015-09-21 4 P false 1000 13.93 A 1241658 I See Footnotes Common Stock 2015-09-28 4 P false 353 13.75 A 1242011 I See Footnotes Common Stock 2015-09-29 4 P false 7700 13.73 A 1249711 I See Footnotes This Form 4 is being filed by VN Capital Management, LLC, Joinville Capital Management, LLC (together with VN Capital Management, LLC the "General Partners"), VN Capital Fund I, LP (the "Fund"), Patrick Donnell Noone ("Noone") and James Thomas Vanasek ("Vanasek" and collectively with the General Partners, the Fund and Noone, the "Reporting Persons"). Mr. Noone and Mr. Vanasek are the principals and managing members of VN Capital Management, LLC This amount reflects the amount of securities held by the Fund immediately following the transaction requiring the filing of this statement. In accordance with Instruction 5(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Fund is reported herein. Each of the Reporting Persons disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. The undersigned, VN Capital Management, LLC, Joinville Capital Management, LLC, VN Capital Fund I, L.P., Patrick Donnell Noone and James Thomas Vanasek, are jointly filing the attached Statement of Changes in Beneficial Ownership of Securities on Form 4 with VN Capital Management LLC with respect to the beneficial ownership of securities of Breeze Eastern Corp. /s/ James T. Vanasek, managing member of VN Capital Management, LLC 2015-11-30 /s/ James T. Vanasek, managing member 2015-11-30 /s/ Patrick Donnell Noone 2015-11-30 /s/ James T. Vanasek 2015-11-30