0001214659-15-003140.txt : 20150417
0001214659-15-003140.hdr.sgml : 20150417
20150417165301
ACCESSION NUMBER: 0001214659-15-003140
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150417
DATE AS OF CHANGE: 20150417
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BREEZE-EASTERN CORP
CENTRAL INDEX KEY: 0000099359
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 954062211
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
BUSINESS PHONE: 973 602 1001
MAIL ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP.
DATE OF NAME CHANGE: 20061006
FORMER COMPANY:
FORMER CONFORMED NAME: BREEZE-EASTERN CORP
DATE OF NAME CHANGE: 20061005
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vanasek James Thomas
CENTRAL INDEX KEY: 0001335689
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 15778753
MAIL ADDRESS:
STREET 1: C/O VN CAPITAL MANAGEMENT, LLC
STREET 2: 198 BROADWAY, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOONE PATRICK DONNELL
CENTRAL INDEX KEY: 0001567270
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 15778754
MAIL ADDRESS:
STREET 1: 1133 BROADWAY, SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VN Capital Fund I, LP
CENTRAL INDEX KEY: 0001321234
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 15778755
BUSINESS ADDRESS:
STREET 1: 198 BRAODWAY, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: (212) 393-1140
MAIL ADDRESS:
STREET 1: 198 BRAODWAY, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOINVILLE CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001567511
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 15778756
BUSINESS ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-393-1140
MAIL ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VN CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001567697
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 15778757
BUSINESS ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-393-1140
MAIL ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
5
1
marketforms-30739.xml
PRIMARY DOCUMENT
X0306
5
2015-03-31
0
1
0000099359
BREEZE-EASTERN CORP
BZC
0001567697
VN CAPITAL MANAGEMENT, LLC
1133 BROADWAY
SUITE 1609
NEW YORK
NY
10010
false
false
true
false
0001567511
JOINVILLE CAPITAL MANAGEMENT, LLC
C/O VN CAPITAL MANAGEMENT, LLC
1133 BROADWAY, SUITE 1609
NEW YORK
10010
false
false
true
false
0001321234
VN Capital Fund I, LP
C/O VN CAPITAL MANAGEMENT, LLC
1133 BROADWAY, SUITE 1609
NEW YORK
NY
10010
false
false
true
false
0001567270
NOONE PATRICK DONNELL
C/O VN CAPITAL MANAGEMENT, LLC
1133 BROADWAY, SUITE 1609
NEW YORK
10010
false
false
true
false
0001335689
Vanasek James Thomas
C/O VN CAPITAL MANAGEMENT, LLC
1133 BROADWAY, SUITE 1609
NEW YORK
10010
false
false
true
false
Common Stock
2014-12-22
4
P
false
L
600
9.95
A
1228658
I
See Footnote
Common Stock
2014-12-31
4
P
false
L
4900
10.05
A
1228658
I
See Footnote
Common Stock
2015-01-20
4
P
false
L
2500
10.00
A
1228658
I
See Footnote
Common Stock
2015-01-21
4
P
false
L
1100
9.95
A
1228658
I
See Footnote
Common Stock
2015-01-28
4
P
false
L
5900
9.71
A
1228658
I
See Footnote
Common Stock
2015-01-28
4
P
false
L
5500
9.66
A
1228658
I
See Footnote
Common Stock
2015-02-04
4
P
false
L
900
9.77
A
1228658
I
See Footnote
Common Stock
2015-03-13
4
P
false
L
1000
10.00
A
1228658
I
See Footnote
Common Stock
2015-03-22
4
P
false
L
700
10.05
A
1228658
I
See Footnote
Common Stock
2015-03-24
4
P
false
L
200
10.05
A
1228658
I
See Footnote
This Form 5 is being filed by VN Capital Management, LLC, Joinville Capital Management, LLC (together with VN Capital Management, LLC the "General Partners"), VN Capital Fund I, LP (the "Fund"), Patrick Donnell Noone ("Noone") and James Thomas Vanasek ("Vanasek" and collectively with the General Partners, the Fund and Noone, the "Reporting Persons"). Mr. Noone and Mr. Vanasek are the principals and general partners of VN Capital Management, LLC.
This amount reflects the amount of securities held by the Fund immediately following the transaction requiring the filing of this statement. In accordance with Instruction 5(b)(iv) of Form 3, the entire amount of the Issuer's securities held by Fund is reported herein. Each of the Reporting Persons disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
/s/ James T. Vanasek for VN Capital Management LLC
2015-04-17
/s/ James T. Vanasek for Joinville Capital Management
2015-04-17
/s/ James T. Vanasek for VN Capital Management LLC, on behalf of VN Capital Fund I, LP
2015-04-17
/s/ Patrick Donnell Noone
2015-04-17
/s/ James T. Vanasek
2015-04-17