0001214659-14-006904.txt : 20141007
0001214659-14-006904.hdr.sgml : 20141007
20141007060513
ACCESSION NUMBER: 0001214659-14-006904
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141002
FILED AS OF DATE: 20141007
DATE AS OF CHANGE: 20141007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BREEZE-EASTERN CORP
CENTRAL INDEX KEY: 0000099359
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 954062211
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
BUSINESS PHONE: 973 602 1001
MAIL ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP.
DATE OF NAME CHANGE: 20061006
FORMER COMPANY:
FORMER CONFORMED NAME: BREEZE-EASTERN CORP
DATE OF NAME CHANGE: 20061005
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vanasek James Thomas
CENTRAL INDEX KEY: 0001335689
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 141144126
MAIL ADDRESS:
STREET 1: C/O VN CAPITAL MANAGEMENT, LLC
STREET 2: 198 BROADWAY, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOONE PATRICK DONNELL
CENTRAL INDEX KEY: 0001567270
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 141144127
MAIL ADDRESS:
STREET 1: 1133 BROADWAY, SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VN Capital Fund I, LP
CENTRAL INDEX KEY: 0001321234
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 141144128
BUSINESS ADDRESS:
STREET 1: 198 BRAODWAY, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: (212) 393-1140
MAIL ADDRESS:
STREET 1: 198 BRAODWAY, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOINVILLE CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001567511
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 141144129
BUSINESS ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-393-1140
MAIL ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VN CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001567697
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 141144130
BUSINESS ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-393-1140
MAIL ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
3
1
marketforms-26094.xml
PRIMARY DOCUMENT
X0206
3
2014-10-02
0
0000099359
BREEZE-EASTERN CORP
BZC
0001567697
VN CAPITAL MANAGEMENT, LLC
1133 BROADWAY
SUITE 1609
NEW YORK
NY
10010
false
false
true
false
0001567511
JOINVILLE CAPITAL MANAGEMENT, LLC
1133 BROADWAY
SUITE 1609
NEW YORK
NY
10010
false
false
true
false
0001321234
VN Capital Fund I, LP
C/O VN CAPITAL MANAGEMENT, LLC
1133 BROADWAY, SUITE 1609
NEW YORK
NY
10010
false
false
true
false
0001567270
NOONE PATRICK DONNELL
1133 BROADWAY
SUITE 1609
NEW YORK
NY
10010
false
false
true
false
0001335689
Vanasek James Thomas
1133 BROADWAY
SUITE 1609
NEW YORK
NY
10010
false
false
true
false
Common Stock
1206968
I
See Footnotes
This Form 3 is being filed by VN Capital Management, LLC, Joinville Capital Management, LLC (together with VN Capital Management, LLC, the "General Partners"), VN Capital Fund I, LP (the "Fund"), Patrick Donnell Noone ("Noone") and James Thomas Vanasek ("Vanasek" and, collectively with the General Partners, the Fund and Noone, the "Reporting Persons"). The General Partners, Noone and Vanasek were previously Form 3 and Form 4 filers with respect to the Common Stock of the Issuer. The General Partners serve as the general partners of the Fund, which, prior to September 30, 2014, held 874,553 shares of Common Stock of the Issuer. Mr. Noone and Mr. Vanasek are the principals and general partners of VN Capital Management, LLC.
Pursuant to an investment management agreement, VN Capital Management, LLC previously acted as the investment manager for PVF-JD, a Delaware limited partnership (the "PVF Partnership"). On September 30, 2014, this investment management agreement ended according to its terms and, as a result, VN Capital Management, LLC was no longer deemed as of September 30, 2014 to beneficially own the 331,415 shares of Common Stock held by the PVF Partnership. On October 2, 2014, the Fund purchased 331,415 shares of Common Stock of the Issuer from the PVF Partnership.
This amount reflects the amount of securities held by the Fund immediately following the transaction requiring the filing of this statement. In accordance with Instruction 5(b)(iv) of Form 3, the entire amount of the Issuer's securities held by Fund is reported herein. Each of the Reporting Persons disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
/s/ James T. Vanasek for VN Capital Management LLC
2014-10-07
/s/ James T. Vanasek for Joinville Capital Management
2014-10-07
/s/ James T. Vanasek for VN Capital Management LLC, on behalf of VN Capital Fund I, LP
2014-10-07
/s/ Patrick Donnell Noone
2014-10-07
/s/ James T. Vanasek
2014-10-07