0001214659-14-000277.txt : 20140113
0001214659-14-000277.hdr.sgml : 20140113
20140113170043
ACCESSION NUMBER: 0001214659-14-000277
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140110
FILED AS OF DATE: 20140113
DATE AS OF CHANGE: 20140113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BREEZE-EASTERN CORP
CENTRAL INDEX KEY: 0000099359
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 954062211
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
BUSINESS PHONE: 973 602 1001
MAIL ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP.
DATE OF NAME CHANGE: 20061006
FORMER COMPANY:
FORMER CONFORMED NAME: BREEZE-EASTERN CORP
DATE OF NAME CHANGE: 20061005
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vanasek James Thomas
CENTRAL INDEX KEY: 0001335689
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 14524916
MAIL ADDRESS:
STREET 1: C/O VN CAPITAL MANAGEMENT, LLC
STREET 2: 198 BROADWAY, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOONE PATRICK DONNELL
CENTRAL INDEX KEY: 0001567270
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 14524917
MAIL ADDRESS:
STREET 1: 1133 BROADWAY, SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOINVILLE CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001567511
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 14524918
BUSINESS ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-393-1140
MAIL ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VN CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001567697
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 14524919
BUSINESS ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-393-1140
MAIL ADDRESS:
STREET 1: 1133 BROADWAY
STREET 2: SUITE 1609
CITY: NEW YORK
STATE: NY
ZIP: 10010
4/A
1
marketforms-22124.xml
PRIMARY DOCUMENT
X0306
4/A
2014-01-10
2014-01-10
0000099359
BREEZE-EASTERN CORP
BZC
0001567697
VN CAPITAL MANAGEMENT, LLC
1133 BROADWAY
SUITE 1609
NEW YORK
NY
10010
false
false
true
false
0001567511
JOINVILLE CAPITAL MANAGEMENT, LLC
1133 BROADWAY
SUITE 1609
NEW YORK
NY
10010
false
false
true
false
0001567270
NOONE PATRICK DONNELL
1133 BROADWAY
SUITE 1609
NEW YORK
NY
10010
false
false
true
false
0001335689
Vanasek James Thomas
1133 BROADWAY
SUITE 1609
NEW YORK
NY
10010
false
false
true
false
Common Stock
2014-01-10
2014-01-10
4
P
false
1746
9.05
A
1196551
I
See Footnote
VN Capital Management, LLC and Joinville Capital Management, LLC are the General Partners for the VN Capital Fund I, LP (the "Fund") which holds 874,553 shares of Common Stock. In addition, pursuant to a management agreement, VN Capital Management, LLC acts as the investment manager for PVF-JD, a Delaware limited partnership, (the "PVF Partnership") and as a result is deemed to beneficially own the 321,998 shares of Common Stock held by the PVF Partnership. Mr Noone and Mr. Vanasek are the Principals and General Partners of VN Capital Management, LLC.
/s/ James T. Vanasek for VN Capital Management LLC
2014-01-13
/s/ James T. Vanasek for Joinville Capital Management
2014-01-13
/s/ Patrick Donnell Noone
2014-01-13
/s/ James T. Vanasek
2014-01-13