0001214659-13-000645.txt : 20130207 0001214659-13-000645.hdr.sgml : 20130207 20130207161056 ACCESSION NUMBER: 0001214659-13-000645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130206 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vanasek James Thomas CENTRAL INDEX KEY: 0001335689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 13582570 MAIL ADDRESS: STREET 1: C/O VN CAPITAL MANAGEMENT, LLC STREET 2: 198 BROADWAY, SUITE 406 CITY: NEW YORK STATE: NY ZIP: 10038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOONE PATRICK DONNELL CENTRAL INDEX KEY: 0001567270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 13582571 MAIL ADDRESS: STREET 1: 1133 BROADWAY, SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BREEZE-EASTERN CORP CENTRAL INDEX KEY: 0000099359 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 954062211 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 BUSINESS PHONE: 973 602 1001 MAIL ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP. DATE OF NAME CHANGE: 20061006 FORMER COMPANY: FORMER CONFORMED NAME: BREEZE-EASTERN CORP DATE OF NAME CHANGE: 20061005 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOINVILLE CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001567511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 13582572 BUSINESS ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-393-1140 MAIL ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VN CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001567697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 13582573 BUSINESS ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-393-1140 MAIL ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10010 4 1 marketforms-12647.xml PRIMARY DOCUMENT X0306 4 2013-02-06 0000099359 BREEZE-EASTERN CORP BZC 0001567697 VN CAPITAL MANAGEMENT, LLC 1133 BROADWAY SUITE 1609 NEW YORK NY 10010 false false true false 0001567511 JOINVILLE CAPITAL MANAGEMENT, LLC 1133 BROADWAY SUITE 1609 NEW YORK NY 10010 false false true false 0001567270 NOONE PATRICK DONNELL 1133 BROADWAY SUITE 1609 NEW YORK NY 10010 false false true false 0001335689 Vanasek James Thomas 1133 BROADWAY SUITE 1609 NEW YORK NY 10010 false false true false Common Stock 2013-02-06 2013-02-06 4 P false 200 8.00 A 969290 I See Footnote VN Capital Management, LLC and Joinville Capital Management, LLC are the General Partners for the VN Capital Fund I, LP (the "Fund") which holds 790,661 shares of Common Stock. In addition, pursuant to a management agreement, VN Capital Management, LLC act as the investment manager for PVF-JD, a Delaware limited partnership, (the "PVF Partnership") and as a result is deemed to beneficially own the 178,629 shares of Common Stock held by the PVF Partnership. Mr Noone and Mr. Vanasek are the Principals and General Partners of VN Capital Management, LLC. /s/ James T. Vanasek for VN Capital Management LLC 2013-02-07 /s/ James T. Vanasek for Joinville Capital Management 2013-02-07 /s/ Patrick Donnell Noone 2013-02-07 /s/ James T. Vanasek 2013-02-07