0001209191-15-048260.txt : 20150601
0001209191-15-048260.hdr.sgml : 20150601
20150601145030
ACCESSION NUMBER: 0001209191-15-048260
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150528
FILED AS OF DATE: 20150601
DATE AS OF CHANGE: 20150601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BREEZE-EASTERN CORP
CENTRAL INDEX KEY: 0000099359
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 954062211
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
BUSINESS PHONE: 973 602 1001
MAIL ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP.
DATE OF NAME CHANGE: 20061006
FORMER COMPANY:
FORMER CONFORMED NAME: BREEZE-EASTERN CORP
DATE OF NAME CHANGE: 20061005
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dupuis Serge
CENTRAL INDEX KEY: 0001611144
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 15902893
MAIL ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-28
0
0000099359
BREEZE-EASTERN CORP
BZC
0001611144
Dupuis Serge
35 MELANIE LANE
WHIPPANY
NJ
07981
0
1
0
0
Chief Financial Officer
Stock Option (Right to Buy)
10.41
2015-05-28
4
A
0
40000
0.00
A
2025-05-28
Common Stock
40000
40000
D
An option to purchase five thousand (5,000) Shares is immediately exercisable upon grant, and the option to purchase the remaining 35,000 Shares will vest in installments of five thousand (5,000) shares based upon whether the average closing price of our common stock over the preceding thirty-day period (the "Trailing Price") exceeds certain pre-determined thresholds within certain timeframes. Specifically, (i) options to purchase five thousand (5,000) Shares will vest when the average closing price of the Common Stock after the Option Issue Date and for the preceding thirty (30) days (the "Trailing Price") exceeds an amount equal to or greater than the Exercise Price plus one dollar ($1.00);
(continued from footnote 1) (ii) at any time after the first anniversary of the Option Issue Date, (A) options to purchase five thousand (5,000) Shares will vest when the Trailing Price exceeds an amount equal to or greater than the Exercise Price plus two dollars ($2.00); and (B) options to purchase five thousand (5,000) Shares will vest when the Trailing Price exceeds an amount equal to or greater than the Exercise Price plus three dollars ($3.00); (iii) at any time after the second anniversary of the Option Issue Date, (A) options to purchase five thousand (5,000) Shares will vest when the Trailing Price exceeds an amount equal to or greater than the Exercise Price plus four dollars ($4.00); and (B) options to purchase five thousand (5,000) Shares will vest when the Trailing Price exceeds an amount equal to or greater than the Exercise Price plus five dollars ($5.00); and
(continued from footnote 2) (iv) at any time after the third anniversary of the Option Issue Date, (A) options to purchase five thousand (5,000) Shares will vest when the Trailing Price exceeds an amount equal to or greater than the Exercise Price plus six dollars ($6.00); and (B) options to purchase five thousand (5,000) Shares will vest when the Trailing Price exceeds an amount equal to or greater than the Exercise Price plus seven dollars ($7.00).
Serge Dupuis
2015-06-01