0001209191-11-034693.txt : 20110615
0001209191-11-034693.hdr.sgml : 20110615
20110615090525
ACCESSION NUMBER: 0001209191-11-034693
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110614
FILED AS OF DATE: 20110615
DATE AS OF CHANGE: 20110615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BREEZE-EASTERN CORP
CENTRAL INDEX KEY: 0000099359
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 954062211
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
BUSINESS PHONE: 973 602 1001
MAIL ADDRESS:
STREET 1: 35 MELANIE LANE
CITY: WHIPPANY
STATE: NJ
ZIP: 07981
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP.
DATE OF NAME CHANGE: 20061006
FORMER COMPANY:
FORMER CONFORMED NAME: BREEZE-EASTERN CORP
DATE OF NAME CHANGE: 20061005
FORMER COMPANY:
FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TINICUM CAPITAL PARTNERS II, L.P.
CENTRAL INDEX KEY: 0001285997
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07872
FILM NUMBER: 11912023
BUSINESS ADDRESS:
STREET 1: 800 THIRD AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-735-2116
MAIL ADDRESS:
STREET 1: 800 THIRD AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: TINICUM CAPITAL PARTNERS II LP
DATE OF NAME CHANGE: 20040402
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-06-14
0
0000099359
BREEZE-EASTERN CORP
BZC
0001285997
TINICUM CAPITAL PARTNERS II, L.P.
800 THIRD AVENUE, 40TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock, par value $0.01 per share
2011-06-14
4
P
0
791706
8.62
A
3303373
D
On June 14, 2011, Tinicum Capital Partners II, L.P. ("TCP") and Tinicum Capital Partners II Parallel Fund, L.P. ("TCPP") purchased an aggregate of 791,706 shares of Common Stock in a privately negotiated transaction. TCP purchased 787,579 shares of Common Stock at a purchase price of $8.62 per share, including commissions, and TCPP purchased 4,127 shares of Common Stock at a purchase price of $8.62 per share, including commissions. Subsequent to the June 14, 2011 purchase, TCP owned 3,286,153 shares of Common Stock and TCPP owned 17,220 shares of Common Stock.
Because TCP and TCPP may be deemed to be under common control, each may be deemed to beneficially own the shares of Common Stock beneficially owned by the other, although TCP and TCPP disclaim such beneficial ownership. If TCP and TCPP are deemed to beneficially own shares of Common Stock held by the other, TCP and TCPP would own 3,303,373 shares of Common Stock in aggregate. Pursuant to Rule 16a-1(4) of the Securities Exchange Act of 1934, as amended (the "Act"), TCP states that this filing shall not be deemed an admission that TCP is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of the shares of Common Stock owned owned by TCPP.
Tinicum Lantern II L.L.C. ("Lantern"), a Delaware limited liability company, is the general partner of each of TCP and TCPP. Terence M. O'Toole and Eric M. Ruttenberg are each co-managing members of Lantern and, as a result of such position, may be deemed to beneficially own the Common Stock held by TCP and TCPP.
TINICUM CAPITAL PARTNERS II, L.P.
BY: TINICUM LANTERN II, L.L.C.
/s/ Terence M. O'Toole, as Co-Managing Member
2011-06-15