-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LX9aAS9uE8MW/9w3F4v9w35miNPSnA+uGiyYZtQTwE1r25eOYA+myGT0o4/Yk4tS EjPhkxs1wsYtrwmmA81OuQ== 0001209191-09-033507.txt : 20090623 0001209191-09-033507.hdr.sgml : 20090623 20090623181553 ACCESSION NUMBER: 0001209191-09-033507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090619 FILED AS OF DATE: 20090623 DATE AS OF CHANGE: 20090623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BREEZE-EASTERN CORP CENTRAL INDEX KEY: 0000099359 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 954062211 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 700 LIBERTY AVENUE CITY: UNION STATE: NJ ZIP: 07083 BUSINESS PHONE: 908-688-2440 MAIL ADDRESS: STREET 1: 700 LIBERTY AVENUE CITY: UNION STATE: NJ ZIP: 07083 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP. DATE OF NAME CHANGE: 20061006 FORMER COMPANY: FORMER CONFORMED NAME: BREEZE-EASTERN CORP DATE OF NAME CHANGE: 20061005 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TINICUM CAPITAL PARTNERS II, L.P. CENTRAL INDEX KEY: 0001285997 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 09906128 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-735-2116 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: TINICUM CAPITAL PARTNERS II LP DATE OF NAME CHANGE: 20040402 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-06-19 0 0000099359 BREEZE-EASTERN CORP BZC 0001285997 TINICUM CAPITAL PARTNERS II, L.P. 800 THIRD AVENUE, 40TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2009-06-19 4 P 0 30000 6.00 A 2511567 D On June 19, 2009, Tinicum Capital Partners II, L.P. ("TCP") and Tinicum Capital Partners II Parallel Fund, L.P. ("TCPP") purchased an aggregate of 30,000 shares of Common Stock on the NYSEAmex. TCP purchased 29,845 shares of Common Stock at a purchase price of $6.00 per share and TCPP purchased 155 shares of Common Stock at a purchase price of $6.00 per share. Subsequent to the June 19, 2009 purchase, TCP owned 2,498,475 shares of Common Stock and TCPP owned 13,092 shares of Common Stock. Because TCP and TCPP may be deemed to be under common control, each may be deemed to beneficially own the shares of Common Stock beneficially owned by the other, although TCP and TCPP disclaim such beneficial ownership. If TCP and TCPP are deemed to beneficially own shares of Common Stock held by the other, TCP and TCPP would own 2,511,567 shares of Common Stock in aggregate. Pursuant to Rule 16a-1(4) of the Securities Exchange Act of 1934, as amended (the "Act"), TCP states that this filing shall not be deemed an admission that TCP is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of the shares of Common Stock owned owned by TCPP. TINICUM CAPITAL PARTNERS II, L.P. BY: TINICUM LANTERN II, L.L.C. /s/ Eric Ruttenberg, as Co-Managing Member 2009-06-23 -----END PRIVACY-ENHANCED MESSAGE-----