0001193125-14-344435.txt : 20140917 0001193125-14-344435.hdr.sgml : 20140917 20140917163101 ACCESSION NUMBER: 0001193125-14-344435 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140916 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20140917 DATE AS OF CHANGE: 20140917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BREEZE-EASTERN CORP CENTRAL INDEX KEY: 0000099359 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 954062211 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 141108062 BUSINESS ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 BUSINESS PHONE: 973 602 1001 MAIL ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP. DATE OF NAME CHANGE: 20061006 FORMER COMPANY: FORMER CONFORMED NAME: BREEZE-EASTERN CORP DATE OF NAME CHANGE: 20061005 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 8-K 1 d791450d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 16, 2014

 

 

Breeze-Eastern Corporation

(Exact Name of Small Business Issuer as Specified in Its Charter)

 

 

 

Delaware   001-07872   95-4062211

State or Other Jurisdiction of

Incorporation of Organization)

  

(Commission

File Number)

  

(IRS Employer

Identification Number)

 

35 Melanie Lane

Whippany, New Jersey

   07981
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (908) 688-2440

 

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Section 5 – Corporate Governance and Management

 

Item 5.07 Submission of Matters to a Vote of Security Holders

At the annual meeting of stockholders of Breeze-Eastern Corporation (the “Company”) held on September 16, 2014, the Company’s stockholders took the actions described below. As of the record date for the annual meeting, 9,752,716 shares of common stock were issued and outstanding, each entitled to one vote per share. Stockholders representing 7,809,733 shares, or 80.08% of the common shares outstanding as of the July 25, 2014 record date, were present in person or were represented at the meeting by proxy. Final voting results are shown below.

 

  Proposal No. 1   -   Election of Seven Directors. The Company’s stockholders elected the following seven directors to serve on the Company’s Board of Directors until the 2015 annual meeting of stockholders:

 

Directors

    Votes For      Votes Withheld      Broker Non-Votes  

Robert J. Kelly

      6,833,444         25,847         950,422   

Nelson Obus

      6,789,192         70,099         950,422   

William J. Recker

      6,856,635         2,656         950,422   

Brad Pedersen

      6,834,728         24,563         950,422   

William M. Shockley

      6,833,544         25,747         950,422   

Charles A. Vehlow

      6,855,359         3,932         950,422   

Frederick Wasserman

      6,838,520         20,771         950,422   

 

  Proposal No. 2   -   Ratification of Appointment of Independent Registered Public Accounting Firm. The Company’s stockholders ratified the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2015:

 

Votes For      Votes Against      Abstentions      Broker Non-Votes  
  7,767,107         27,445         15,181         0   

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      BREEZE-EASTERN CORPORATION
Dated: September 17, 2014      

/s/ Serge Dupuis

      Serge Dupuis
      Chief Financial Officer and Treasurer