-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JTv8BLgPTlWKXz/qfRl220le9WLEdXFWF/Fe7B+FGaG40xQbFUctIYqDrTAvZHM2 0kOy2jdmUhTGd4RnOwiQDA== 0000950152-05-000568.txt : 20050128 0000950152-05-000568.hdr.sgml : 20050128 20050128142157 ACCESSION NUMBER: 0000950152-05-000568 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20050126 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050128 DATE AS OF CHANGE: 20050128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSTECHNOLOGY CORP CENTRAL INDEX KEY: 0000099359 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 954062211 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 05557504 BUSINESS ADDRESS: STREET 1: 700 LIBERTY AVENUE CITY: UNION STATE: NJ ZIP: 07083 BUSINESS PHONE: 908-688-2440 MAIL ADDRESS: STREET 1: 700 LIBERTY AVENUE CITY: UNION STATE: NJ ZIP: 07083 FORMER COMPANY: FORMER CONFORMED NAME: SPACE ORDNANCE SYSTEMS INC DATE OF NAME CHANGE: 19740717 8-K 1 l11670ae8vk.htm TRANSTECHNOLOGY CORPORATION TRANSTECHNOLOGY CORPORATION
 



SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549


FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported)        January 26, 2005

TransTechnology Corporation

(Exact Name of Registrant as Specified in Charter)
         
Delaware   1-7872   95-4062211
(State or Other Jurisdiction   (Commission   (IRS Employer
Of Incorporation)   File Number)   Identification No.)
         
700 Liberty Ave, Union, New Jersey   07083
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code (908) 688-2440


(Former Name or Former Address, if Changed Since Last Report)

     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

     o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)

     o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)



 


 

ITEM 7.01     Regulation FD Disclosure.

On January 26, 2005, the Registrant issued a press release announcing that it has been informed that the NASD OTC Compliance Unit has made a supplemental information request to a market maker relative to the market maker’s application to trade over the counter in the Registrant’s stock. The request is for information related to the investigation by the United States Attorney’s office in Newark, New Jersey, of the overhaul and repair operations of the Registrant’s Breeze-Eastern division. Pending the clearance of the application by the NASD OTC Compliance Unit, unsolicited quotations on the common stock of the Registrant are being executed over the counter.

     A copy of the press release is attached hereto as Exhibit 99.1.

ITEM 9.01.     Financial Statements and Exhibits.

         
(c)
  Exhibits.    
 
       
Exhibit   Description
 
       
99.1
      Press Release issued January 26, 2005.

2


 

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  TRANSTECHNOLOGY CORPORATION
 
 
  By:       /s/ Joseph F. Spanier    
        Joseph F. Spanier, Vice President, Chief   
        Financial Officer and Treasurer  
 
Date: January 28, 2005       
 

3

EX-99.1 2 l11670aexv99w1.htm EX-99.1 PRESS RELEASE EX-99.1
 

Exhibit 99.1

(TRANSTECHNOLOGY CORPORATION LOGO)

PRESS RELEASE

FOR IMMEDIATE DISTRIBUTION

Contact:  Robert L. G. White
President and CEO
Phone: 908/206-3700


TRANSTECHNOLOGY OTC BULLETIN BOARD APPLICATION UNDER REVIEW

Union, New Jersey – January 26, 2005 – TransTechnology Corporation (OTC: TTLG) announced today that it has been informed that the NASD OTC Compliance Unit has requested supplemental information relative to the previously disclosed investigation by the Newark, New Jersey Office of the United States Attorney with respect to the overhaul and repair operations of the Company’s Breeze-Eastern division. The Company is in the process of responding to the market maker to whom the request for supplemental information was made. Until the market maker resolves the issue with the NASD, the Company’s stock will not be traded on the Over-the-Counter Bulletin Board (“OTCBB”).

The Company believes, but cannot assure, that the review by the NASD will result in the Company’s common stock being traded on the OTCBB. Pending completion of the review by the NASD OTC Compliance Unit, unsolicited quotations on the Company’s common stock are being executed over the counter.

As previously announced, the common stock of the Company was delisted from the New York Stock Exchange effective January 20, 2005.

TransTechnology Corporation (http://www.transtechnology.com) operating as Breeze-Eastern (http://www.breeze-eastern.com) is the world’s leading designer and manufacturer of sophisticated lifting devices for military and civilian aircraft, including rescue hoists, cargo hooks, and weapons-lifting systems. The company, which employs approximately 180 people at its facility in Union, New Jersey, reported sales from continuing operations of $64.6 million in the fiscal year ended March 31, 2004.

700 Liberty Avenue • P.O. Box 3300 • Union • New Jersey 07083
Tel. 908.688.2440 • Fax 908.686.7485 • www.transtechnology.com

 


 

TransTechnology Corporation    
Press Release    
January 26, 2005   Page 2 of 2

INFORMATION ABOUT FORWARD-LOOKING STATEMENTS

Certain statements in this press release constitute “forward-looking statements” within the meaning of the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended (the “Acts”). Any statements contained herein that are not statements of historical fact are deemed to be forward-looking statements.

The forward-looking statements in this press release are based on current beliefs, estimates and assumptions concerning the operations, future results, and prospects of the Company. As actual operations and results may materially differ from those assumed in forward-looking statements, there is no assurance that forward-looking statements will prove to be accurate. Forward-looking statements are subject to the safe harbors created in the Acts.

Any number of factors could affect future operations and results, including, without limitation, the results of audits and inquiries into the Company’s business practices; the Company’s ability to provide a trading venue for its shares; determination by the Company to dispose of or acquire additional assets; general industry and economic conditions; events impacting the U.S. and world financial markets and economies; interest rate trends; capital requirements; competition from other companies; changes in applicable laws, rules and regulations affecting the Company in the locations in which it conducts its business; the availability of equity and/or debt financing in the amounts and on the terms necessary to support the Company’s future business; and those specific risks that are discussed in the Company’s previously filed Annual Report on Form 10-K for the fiscal year ended March 31, 2004 and on the Form 10-Q for the second quarter ended September 26, 2004.

The Company undertakes no obligation to update publicly any forward-looking statements, whether as a result of new information or future events.

#####

 

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