-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ix3Qr27Vv+I0SdoOaZPlBVKCGtvN51P1K1aquOwXFJElxPtfzDFwDH/K2VQCunW/ Na2fJAcnYMj4fsNx5exJqg== 0000910662-07-000290.txt : 20070613 0000910662-07-000290.hdr.sgml : 20070613 20070613155038 ACCESSION NUMBER: 0000910662-07-000290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070611 FILED AS OF DATE: 20070613 DATE AS OF CHANGE: 20070613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BREEZE-EASTERN CORP CENTRAL INDEX KEY: 0000099359 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 954062211 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 700 LIBERTY AVENUE CITY: UNION STATE: NJ ZIP: 07083 BUSINESS PHONE: 908-688-2440 MAIL ADDRESS: STREET 1: 700 LIBERTY AVENUE CITY: UNION STATE: NJ ZIP: 07083 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP. DATE OF NAME CHANGE: 20061006 FORMER COMPANY: FORMER CONFORMED NAME: BREEZE-EASTERN CORP DATE OF NAME CHANGE: 20061005 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERPF ARMAND B CENTRAL INDEX KEY: 0001395310 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 07917510 BUSINESS ADDRESS: BUSINESS PHONE: 212-535-5552 MAIL ADDRESS: STREET 1: 80 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS JAY R CENTRAL INDEX KEY: 0001107275 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 07917511 BUSINESS ADDRESS: STREET 1: C/O GOLDSMITH & HARRIS INC STREET 2: 80 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2125145515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSMITH PHILIP W CENTRAL INDEX KEY: 0001218546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 07917512 MAIL ADDRESS: STREET 1: C/O GOLDSMITH & HARRIS INC STREET 2: 80 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSMITH & HARRIS ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001395275 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 07917513 BUSINESS ADDRESS: STREET 1: 80 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-514-5515 MAIL ADDRESS: STREET 1: 80 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldsmith & Harris Capital Appreciation LLC CENTRAL INDEX KEY: 0001378710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 07917514 BUSINESS ADDRESS: STREET 1: 80 PINE ST CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-535-5552 MAIL ADDRESS: STREET 1: 80 PINE ST CITY: NEW YORK STATE: NY ZIP: 10005 4 1 from4jun11_ex.xml X0202 4 2007-06-11 0 0000099359 BREEZE-EASTERN CORP BZC 0001378710 Goldsmith & Harris Capital Appreciation LLC 80 PINE STREET NEW YORK NY 10005 0 0 1 0 0001395275 GOLDSMITH & HARRIS ASSET MANAGEMENT LLC 80 PINE STREET NEW YORK NY 10005 0 0 1 0 0001218546 GOLDSMITH PHILIP W C/O GOLDSMITH & HARRIS INC 80 PINE STREET NEW YORK NY 10005 0 0 1 0 0001107275 HARRIS JAY R 80 PINE STREET NEW YORK NY 10005 0 0 1 0 0001395310 ERPF ARMAND B 80 PINE STREET NEW YORK NY 10005 0 0 1 0 Common Stock 2007-06-11 4 P 0 50000 12.05 A 117703 D Common Stock 2007-06-11 4 P 0 50000 12.05 A 117703 I see footnote Common Stock 2007-06-11 4 P 0 16250 12.05 A 38253.5 I see footnote Common Stock 2007-06-11 4 P 0 16250 12.05 A 38253.5 I see footnote Common Stock 2007-06-11 4 P 0 17500 12.05 A 41196 I see footnote By Goldsmith & Harris Asset Management LLC ("GHAM"), which as the registered investment adviser of Goldsmith & Harris Capital Appreciation LLC ("GHCA") has an indirect beneficial ownership in the shares of Common Stock held by GHCA. By Mr. Philip W. Goldsmith, as owner of GHAM, having an indirect beneficial ownership in the shares of Common Stock held by GHCA. By Mr. Jay R. Harris, as owner of GHAM, having an indirect beneficial ownership in the shares of Common Stock held by GHCA. By Mr. Armand B. Erpf, as owner of GHAM, having an indirect beneficial ownership in the shares of Common Stock held by GHCA. /s/Goldsmith & Harris Capital Appreciation LLC by Philip W. Goldsmith 2007-06-13 /s/Goldsmith & Harris Asset Management LLC by Philip W. Goldsmith 2007-06-13 /s/Philip W. Goldsmith 2007-06-13 /s/Jay R. Harris 2007-06-13 /s/Armand B. Erpf 2007-06-13 -----END PRIVACY-ENHANCED MESSAGE-----