0000899243-16-011014.txt : 20160106 0000899243-16-011014.hdr.sgml : 20160106 20160106092428 ACCESSION NUMBER: 0000899243-16-011014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BREEZE-EASTERN CORP CENTRAL INDEX KEY: 0000099359 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 954062211 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 BUSINESS PHONE: 973 602 1001 MAIL ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP. DATE OF NAME CHANGE: 20061006 FORMER COMPANY: FORMER CONFORMED NAME: BREEZE-EASTERN CORP DATE OF NAME CHANGE: 20061005 FORMER COMPANY: FORMER CONFORMED NAME: TRANSTECHNOLOGY CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dupuis Serge CENTRAL INDEX KEY: 0001611144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07872 FILM NUMBER: 161325463 MAIL ADDRESS: STREET 1: 35 MELANIE LANE CITY: WHIPPANY STATE: NJ ZIP: 07981 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-04 0 0000099359 BREEZE-EASTERN CORP BZC 0001611144 Dupuis Serge C/O BREEZE-EASTERN CORPORATION 35 MELANIE LANE WHIPPANY NJ 07981 0 1 0 0 CFO AND TREASURER COMMON STOCK 2016-01-04 4 D 0 1787 19.61 D 0 D STOCK OPTION 6.83 2016-01-04 4 D 0 200000 12.78 D 2024-06-16 COMMON STOCK 200000 0 D STOCK OPTION 9.20 2016-01-04 4 D 0 40000 10.41 D 2026-05-28 COMMON STOCK 40000 0 D This common stock was cancelled in exchange for a cash payment calculated by multiplying the number of shares cancelled by $19.61 per share (less any applicable withholding). This option was cancelled in exchange for a cash payment calculated by the product of the number of shares covered by the option multiplied by the amount per share by which the per share amount of $19.61 exceeds the exercise price per share under this option (less any applicable withholding). /s/ Serge Dupuis 2016-01-06