0001062993-23-012335.txt : 20230526 0001062993-23-012335.hdr.sgml : 20230526 20230526164206 ACCESSION NUMBER: 0001062993-23-012335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230525 FILED AS OF DATE: 20230526 DATE AS OF CHANGE: 20230526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barbato Thomas L CENTRAL INDEX KEY: 0001753367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03905 FILM NUMBER: 23969763 MAIL ADDRESS: STREET 1: 105 NORTON STREET CITY: NEWARK STATE: NY ZIP: 14513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSCAT INC CENTRAL INDEX KEY: 0000099302 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 160874418 STATE OF INCORPORATION: OH FISCAL YEAR END: 0324 BUSINESS ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 BUSINESS PHONE: 5853527777 MAIL ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMATION INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-05-25 0000099302 TRANSCAT INC TRNS 0001753367 Barbato Thomas L C/O TRANSCAT, INC. 35 VANTAGE POINT DRIVE ROCHESTER NY 14624 0 1 0 0 Sr. VP Finance & CFO 0 Restricted Stock Units 0 2023-05-25 4 A 0 3686 0 A Common Stock, $.50 par value 3686 3686 D Restricted Stock Units 0 Common Stock, $.50 par value 766 766 D Restricted Stock Units 0 Common Stock, $.50 par value 1417 1417 D Stock Option (Right to Buy) 90.92 2027-01-03 Common Stock, $.50 par value 6000 6000 D Stock Option (Right to Buy) 63.17 2027-05-25 Common Stock, $.50 par value 5000 5000 D These restricted stock units convert into common stock on a one-for-one basis. These restricted stock units were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 28, 2026. These restricted stock units vest on March 30, 2024, except as otherwise provided in the award notice. These restricted stock units vest on March 28, 2025, except as otherwise provided in the award notice. This option vests and becomes exercisable pro rata with respect to one-third of the shares subject to the option on the first, second, and third anniversaries of the date of grant. This option vests and becomes exercisable on the third anniversary of the date of grant. /s/ James M. Jenkins, Attorney-in-Fact for Thomas L. Barbato 2023-05-26