0000891839-13-000031.txt : 20130531 0000891839-13-000031.hdr.sgml : 20130531 20130531165101 ACCESSION NUMBER: 0000891839-13-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130521 FILED AS OF DATE: 20130531 DATE AS OF CHANGE: 20130531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hennessy John P. CENTRAL INDEX KEY: 0001491982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03905 FILM NUMBER: 13885581 MAIL ADDRESS: STREET 1: TRANSCAT, INC. STREET 2: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSCAT INC CENTRAL INDEX KEY: 0000099302 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 160874418 STATE OF INCORPORATION: OH FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 BUSINESS PHONE: 5853527777 MAIL ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMATION INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-21 0000099302 TRANSCAT INC TRNS 0001491982 Hennessy John P. C/O TRANSCAT, INC. 35 VANTAGE POINT DRIVE ROCHESTER NY 14624 0 1 0 0 VP of Sales and Marketing Common Stock, $.50 par value 2013-05-21 4 A 0 3026 0 A 19484 D Stock Option (Right to Buy) 6.00 2012-01-29 2018-01-29 Common Stock, $.50 par value 10000 10000 D Stock Option (Right to Buy) 6.75 2012-05-05 2018-05-05 Common Stock, $.50 par value 13110 13110 D These shares were awarded to Mr. Hennessy upon the vesting of a performance-based restricted stock award granted to him on 4/5/10 under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying the award vest after three years subject to the Company achieving specific cumulative fully-diluted earnings per share (EPS) objectives over the eligible three-year period ending in fiscal year 2013. Based on the Company's achievement of certain pre-determined EPS thresholds, Mr. Hennessy's award vested with respect to 3,026 shares. This option was previously reported by Mr. Hennessy. /s/ John P. Hennessy 2013-05-31