-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nu4LD5HSvoU2WhSNNN9DnzHIRLOmpAKwlE6/DvQpw4UHrImWBDi7ht5F7qYqh+Fy 4a8BwGVF7Lw9ki2OeEExVQ== 0000891839-09-000052.txt : 20090819 0000891839-09-000052.hdr.sgml : 20090819 20090819171057 ACCESSION NUMBER: 0000891839-09-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090817 FILED AS OF DATE: 20090819 DATE AS OF CHANGE: 20090819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JOHN T CENTRAL INDEX KEY: 0001231778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03905 FILM NUMBER: 091024860 MAIL ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSCAT INC CENTRAL INDEX KEY: 0000099302 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 160874418 STATE OF INCORPORATION: OH FISCAL YEAR END: 0327 BUSINESS ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 BUSINESS PHONE: 5853527777 MAIL ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMATION INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-08-17 0000099302 TRANSCAT INC TRNS 0001231778 SMITH JOHN T C/O TRANSCAT, INC. 35 VANTAGE POINT DRIVE ROCHESTER NY 14624 1 0 0 0 Common Stock, $.50 par value 2009-08-17 4 M 0 4000 2.88 A 13466 D Common Stock, $.50 par value 12150 D Warrant (Right to Buy) 2.88 2009-08-17 4 M 0 4000 0 D 2007-08-18 2009-08-17 Common Stock, par value $.50 per share 4000 0 D Warrant (Right to Buy) 4.26 2008-08-17 2010-08-16 Common Stock, par value $.50 per share 4000 4000 D Warrant (Right to Buy) 5.80 2009-08-16 2011-08-15 Common Stock, par value $.50 per share 2400 2400 D Option (Right to Buy) 6.35 2017-08-22 Common Stock, par value $.50 per share 4000 4000 D These shares are owned jointly by Mr. Smith and his wife. This non-transferable warrant was previously reported by Mr. Smith. This option was previously reported by Mr. Smith. Mr. Smith can exercise this option pro rata with respect to one-third of the shares subject to the option on the first, second and third anniversaries of the 8/22/07 grant date. /s/ Ebony S. Robinson, Attorney-in-fact for John T. Smith 2009-08-19 -----END PRIVACY-ENHANCED MESSAGE-----