-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TYr2pBvae0q/+sSxAl67zcrRvBBIb9vkVtXOfsEtQySknFaphjxRreMWxNy6Xhef N+LX350z3lGMMCGtyrlNqw== 0000891839-08-000075.txt : 20080828 0000891839-08-000075.hdr.sgml : 20080828 20080828181037 ACCESSION NUMBER: 0000891839-08-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080811 FILED AS OF DATE: 20080828 DATE AS OF CHANGE: 20080828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JOHN T CENTRAL INDEX KEY: 0001231778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03905 FILM NUMBER: 081046610 MAIL ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSCAT INC CENTRAL INDEX KEY: 0000099302 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 160874418 STATE OF INCORPORATION: OH FISCAL YEAR END: 0327 BUSINESS ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 BUSINESS PHONE: 5853527777 MAIL ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMATION INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-08-11 0000099302 TRANSCAT INC TRNS 0001231778 SMITH JOHN T C/O TRANSCAT, INC. 35 VANTAGE POINT DRIVE ROCHESTER NY 14624 1 0 0 0 Common Stock, $.50 par value 2008-08-11 4 M 0 4000 2.31 A 9466 D Common Stock, $.50 par value 12150 D Warrant (Right to Buy) 2.31 2008-08-11 4 M 0 4000 0 D 2006-08-20 2008-08-19 Common Stock, par value $.50 per share 4000 0 D Warrant (Right to Buy) 2.88 2007-08-18 2009-08-17 Common Stock, par value $.50 per share 4000 4000 D Warrant (Right to Buy) 4.26 2010-08-16 Common Stock, par value $.50 per share 4000 4000 D Warrant (Right to Buy) 5.80 2011-08-15 Common Stock, par value $.50 per share 2400 2400 D Option (Right to Buy) 6.35 2017-08-15 Common Stock, par value $.50 per share 4000 4000 D These shares are owned jointly by Mr. Smith and his wife. This non-transferable warrant was previously reported by Mr. Smith. This non-transferable warrant was previously reported by Mr. Smith. Mr. Smith can exercise this warrant pro rata with respect to one-third of the shares subject to the warrant on the first, second and third anniversaries of the 8/17/05 grant date. This non-transferable warrant was previously reported by Mr. Smith. Mr. Smith can exercise this warrant pro rata with respect to one-third of the shares subject to the warrant on the first, second and third anniversaries of the 8/16/06 grant date. This option was previously reported by Mr. Smith. Mr. Smith can exercise this option pro rata with respect to one-third of the shares subject to the option on the first, second and third anniversaries of the 8/22/07 grant date. /s/ John J. Zimmer, Attorney-in-fact for John T. Smith 2008-08-28 -----END PRIVACY-ENHANCED MESSAGE-----