-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MTUJdpaoUnW570qPhhUVMFNgVpOXWqtQHquFlSKxbpKDyZhml/2/iLHGrVVcb3WJ GSrUfAkWZJJ/K+I958NWYQ== 0000891839-04-000113.txt : 20040727 0000891839-04-000113.hdr.sgml : 20040727 20040726162444 ACCESSION NUMBER: 0000891839-04-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040722 FILED AS OF DATE: 20040726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SASSANO CARL E CENTRAL INDEX KEY: 0001225020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03905 FILM NUMBER: 04931087 BUSINESS ADDRESS: STREET 1: 24 BERKELEY STREET CITY: ROCHESTER STATE: NY ZIP: 14607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSCAT INC CENTRAL INDEX KEY: 0000099302 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 160874418 STATE OF INCORPORATION: OH FISCAL YEAR END: 0327 BUSINESS ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 BUSINESS PHONE: 5853527777 MAIL ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMATION INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-07-22 0000099302 TRANSCAT INC TRNS 0001225020 SASSANO CARL E C/O TRANSCAT, INC. 35 VANTAGE POINT DRIVE ROCHESTER NY 14624 1 1 0 0 Chairman, President and CEO Common Stock, $.50 par value 2004-07-22 4 P 0 1000 2.71 A 3000 I By daughter Common Stock, $.50 par value 2004-07-22 4 P 0 1000 2.71 A 3000 I By wife, as custodian for son Common Stock, $.50 par value 120066 D Warrant (Right to Buy) 2.00 2006-08-21 Common Stock, $.50 par value 4000 4000 D Stock Option (Right to Buy) 1.00 2007-04-29 Common Stock, $.50 par value 200000 200000 D These shares are owned by Mr. Sassano's daughter. Mr. Sassano disclaims beneficial ownership of these shares. These shares are owned by Mr. Sassano's wife as custodian for their minor son. Mr. Sassano disclaims beneficial ownership of these shares. Mr. Sassano has elected to defer receipt of 7,466 of these shares, all of which are credited to his participant stock account under the Directors' Stock Plan until the expiration of the deferral period, at which time the shares will be issued pursuant to the terms of his prior election. This non-transferable warrant was previously reported by Mr. Sassano. Mr. Sassano can exercise this warrant in cumulative increments of 1,000 shares after each of the following dates, providing the market price of the Company's Common Stock meets or exceeds, for 20 of 30 consecutive trading days, the following respective amounts: 8/22/01--$3.50; 1/1/02--$6.00; 1/1/03--$9.00; 1/1/04--$13.50; to the extent such market price requirements are not satisfied, the balance of the warrant becomes exercisable on 8/22/05. This option was previously reported by Mr. Sassano. Mr. Sassano can exercise this option in cumulative increments of 50,000 shares after each of the following dates, providing the market price of the Company's Common Stock meets or exceeds, for 20 of 30 consecutive trading days, the following respective amounts: 4/30/02--$2.25; 1/1/03--$3.50; 1/1/04--$5.25; 1/1/05--$7.50; to the extent such market price requirements are not satisfied, the balance of the option becomes exercisable on 4/30/06. Carl E. Sassano 2004-07-23 -----END PRIVACY-ENHANCED MESSAGE-----