-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jn4fYPG39R8LSTOblwfntgRXCkg4Q2CSU+wN5n42gcpkrGy7bteaHf/8wQ7iZqeE +pb9/+N9s1OW4UVxy3pyMA== 0000891839-03-000040.txt : 20030821 0000891839-03-000040.hdr.sgml : 20030821 20030821191706 ACCESSION NUMBER: 0000891839-03-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030819 FILED AS OF DATE: 20030821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLIMASEWSKI ROBERT G CENTRAL INDEX KEY: 0001231774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03905 FILM NUMBER: 03861141 MAIL ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSCAT INC CENTRAL INDEX KEY: 0000099302 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 160874418 STATE OF INCORPORATION: OH FISCAL YEAR END: 0327 BUSINESS ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 BUSINESS PHONE: 5853527777 MAIL ADDRESS: STREET 1: 35 VANTAGE POINT DRIVE CITY: ROCHESTER STATE: NY ZIP: 14624 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMATION INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-19 0000099302 TRANSCAT INC TRNS 0001231774 KLIMASEWSKI ROBERT G C/O TRANSCAT, INC. 35 VANTAGE POINT DRIVE ROCHESTER NY 14624 1000Common Stock, $.50 par value2003-08-194A030660A61499.84D Employee Stock Option (Right to Buy)3.7852002-10-282003-10-27Common Stock, par value $.50 per share2000020000DEmployee Stock Option (Right to Buy)2.40622004-12-16Common Stock, par value $.50 per share200000200000DWarrant (Right to Buy).972007-08-19Common Stock, par value $.50 per share40004000DWarrant (Right to Buy)2.312003-08-204A040000A2008-08-19Common Stock, par value $.50 per share40004000DAutomatic grant pursuant to the Transcat, Inc. Directors' Stock Plan in a transaction exempt under Rule 16b-3. For awards granted after 4/01/02, Mr. Klimasewski has elected to defer receipt of all shares credited to his participant stock account under the Directors' Stock Plan until the expiration of the deferral period, at which time the shares will be issued pursuant to the terms of his prior election.This option was previously reported by Mr. Klimasewski.This option was previously reported by Mr. Klimasewski. Mr. Klimasewski can exercise this option in cumulative increments of 50,000 shares after each of the following dates, providing the market price of the Company's Common Stock meets or exceeds, for 20 of 30 consecutive trading days, the following respective amounts: 12/17/99--$7.00; 1/1/00--$11.00; 1/1/01--$15.00; 1/1/02--$19.00; to the extent such market price requirements are not satisfied, the balance of the option becomes exercisable on 12/17/03.This non-transferabl e warrant was previously reported by Mr. Klimasewski. Mr. Klimasewski can exercise this warrant in cumulative increments of 1,000 shares after each of the following dates, providing the market price of the Company's Common Stock meets or exceeds, for 20 of 30 consecutive trading days, the following respective amounts: 8/20/02--$2.25; 1/1/03--$3.50; 1/1/04--$5.25; 1/1/05--$7.50; to the extent such market price requirements are not satisfied, the balance of the option becomes exercisable on 8/20/06.This non-transferable warrant was granted under the Transcat, Inc. Amended and Restated Directors' Warrant Plan in a transaction exempt under Rule 16b-3. Mr. Klimasewski can exercise this warrant in cumulative increments of 1,000 shares after each of the following dates, providing the market price of the Company's Common Stock meets or exceeds, for 20 of 30 consecutive trading days, the following respective amounts: 8/20/03--$3.50; 1/1/04--$5.00; 1/1/05--$6.50; 1/1/06--$7.00; to the ex tent such market price requirements are not satisfied, the balance of the option becomes exercisable on 8/20/07.Robert G. Klimasewski2003-08-21 -----END PRIVACY-ENHANCED MESSAGE-----