0001612877-15-000001.txt : 20151028 0001612877-15-000001.hdr.sgml : 20151028 20151028164505 ACCESSION NUMBER: 0001612877-15-000001 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140627 FILED AS OF DATE: 20151028 DATE AS OF CHANGE: 20151028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX Corp CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: SUITE 2001 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 800-243-5544 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: SUITE 2001 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRANS LUX CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shi Yaozhong CENTRAL INDEX KEY: 0001612877 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 151180737 MAIL ADDRESS: STREET 1: 950 THIRD AVENUE, SUITE 2804 CITY: NEW YORK STATE: NY ZIP: 10022 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2014-06-27 2014-06-27 0 0000099106 TRANS LUX Corp TNLX 0001612877 Shi Yaozhong 445 PARK AVENUE, SUITE 2001 NEW YORK NY 10022 1 0 1 0 Common Stock 2014-06-27 4 P 0 333333 6 A 333333 I Director, member and majority owner of shares Warrants 8 2014-06-27 4 A 0 33333 8 A 2014-06-27 2016-06-26 Common Stock 33333 33333 I Director, member and majority owner of deriviative securities The shares are owned by Transtech LED Company Ltd. whose former name was Retop Industrial (Hong Kong) Limited. This entity's name changed into Transtech LED Company Ltd. on July 27, 2015. The shares were previously acquired by the same entity on June 27, 2014, prior to the name change. I am still a director, member and majority owner of Transtech LED Company Ltd. as of October 28, 2015. As such, I exercise voting and dispositive rights over the shares. The warrants are owned by Transtech LED Company Ltd. whose former name was Retop Industrial (Hong Kong) Limited. This entity's name changed into Transtech LED Company Ltd. on July 27, 2015. The warrants were previously acquired by the same entity on June 27, 2014, prior to the name change. I am still a director, member and majority owner of Transtech LED Company Ltd. as of October 28, 2015. As such, I exercise voting and dispositive rights over the underlying shares. Yaozhong Shi 2015-10-28