8-K 1 form8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

____________________

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 25, 2019


TRANS-LUX CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware                                     1-2257                               13-1394750

(State or other jurisdiction                 (Commission                      (IRS Employer        

of incorporation)                              File Number)                     Identification No.)

 

    135 East 57th Street, 14th Floor, New York, NY                                         10022

               (Address of principal executive offices)                                                 (zip code)

 

Registrants telephone number, including area code: (800) 243-5544

 

(Former name or former address, if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


  o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


  o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


  o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).  o   


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  o   



Item 8.01

Other Events.

On February 25, 2019, Trans-Lux Corporation (the Company) issued a press release announcing that it has extended the expiration date of its previously announced rights offering to 5:00 p.m., Eastern Time, on March 1, 2019. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.

This Current Report on Form 8-K does not constitute an offer to sell, or the solicitation of an offer to buy, any securities, and there will be no sale of any securities in any state in which such an offer, solicitation, or purchase would be unlawful prior to the registration or qualification of such securities under the securities laws of any such state.  The offer of the securities issuable upon exercise of the rights is made only by means of the prospectus dated February 5, 2019 forming a part of the Company’s registration statement filed with and declared effective by the Securities and Exchange Commission, and related documents.


Item 9.01

Financial Statements and Exhibits.


(d)

Exhibits.

99.1

Press Release of Trans-Lux Corporation dated February 25, 2019.







SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized:




TRANS-LUX CORPORATION


 

 

 

 

 

By:

/s/ Todd Dupee

 

Name:

Todd Dupee

 

Title:

Senior Vice President and Chief Accounting Officer


Dated:  February 25, 2019