0001513162-15-000387.txt : 20150706 0001513162-15-000387.hdr.sgml : 20150703 20150706142422 ACCESSION NUMBER: 0001513162-15-000387 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150629 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20150706 DATE AS OF CHANGE: 20150706 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX Corp CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 15972927 BUSINESS ADDRESS: STREET 1: 950 THIRD AVENUE STREET 2: SUITE 2804 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 800-243-5544 MAIL ADDRESS: STREET 1: 950 THIRD AVENUE STREET 2: SUITE 2804 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRANS LUX CORP DATE OF NAME CHANGE: 19920703 8-K 1 form8k.htm FORM 8-K FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549


FORM 8-K


CURRENT REPORT

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Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  June 29, 2015


TRANS-LUX CORPORATION

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(Exact name of registrant as specified in its charter)


Delaware                                       1-2257                        13-1394750

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(State or other jurisdiction        (Commission                (I.R.S. Employer

of incorporation)                          File Number)             Identification No.)



445 Park Avenue, Suite 2001, New York, New York 10022

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(Address of principal executive offices)  (Zip Code)


Registrant's telephone number, including area code:  (800) 243-5544



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(Former name or former address, if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



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Item 5.07

Submission of Matters to a Vote of Security Holders.


The Annual Meeting of Stockholders of Trans-Lux Corporation was held on June 29, 2015 for the following purposes:  to vote upon (1) the election of (a) three directors to serve for a term of two years, or until their respective successors shall have been duly elected and qualified, namely (i) Jean-Marc Allain, (ii) Marco Elser and (iii) George W. Schiele, and (b) two directors to serve for a term of three years, or until their respective successors shall have been duly elected and qualified, namely (i) Alberto Shaio and (ii) Salvatore J. Zizza; (2) the ratification of the appointment of BDO USA, LLP, as the Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2015; and (3) to transact such other business as may properly come before the Meeting or any adjournment of postponement thereof.





Jean-Marc Allain, the nominee for Class A director for a two-year term as listed in the proxy statement, was elected as follows, based upon the following voting results:


For

Against

Abstain

Broker Non-Vote

955,925

9,920

280

122,982


Marco Elser, the nominee for Class A director for a two-year term as listed in the proxy statement, was elected as follows, based upon the following voting results:


For

Against

Abstain

Broker Non-Vote

955,885

9,960

280

122,982


George W. Schiele, the nominee for Class A director for a two-year term as listed in the proxy statement, was elected as follows, based upon the following voting results:


For

Against

Abstain

Broker Non-Vote

955,925

9,920

280

122,982


Alberto Shaio, the nominee for Class C director for a three-year term as listed in the proxy statement, was elected as follows, based upon the following voting results:


For

Against

Abstain

Broker Non-Vote

947,592

9,920

8,613

122,982


Salvatore J. Zizza, the nominee for Class C director for a three-year term as listed in the proxy statement, was elected as follows, based upon the following voting results:


For

Against

Abstain

Broker Non-Vote

965,445

520

160

122,982


The following directors are continuing their respective terms as directors, which expire upon election of successor at 2016 Annual Meeting of Shareholders:


Alan K. Greene

Yaozhong Shi





The recommendation to ratify the appointment of BDO USA, LLP, as the Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2015, was approved, based upon the following voting results:


For

Against

Abstain

1,081,996

6,951

160


No other business properly came before the Meeting.


SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized:




TRANS-LUX CORPORATION



by:  /s/ Robert J. Conologue

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Robert J. Conologue

Senior Vice President

and Chief Financial Officer



by:  /s/ Todd Dupee

--------------------------

Todd Dupee

Vice President and Controller



Dated:  July 6, 2015