0000921895-19-001087.txt : 20190415 0000921895-19-001087.hdr.sgml : 20190415 20190415161848 ACCESSION NUMBER: 0000921895-19-001087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190304 FILED AS OF DATE: 20190415 DATE AS OF CHANGE: 20190415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Unilumin North America, Inc. CENTRAL INDEX KEY: 0001763130 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 19748793 BUSINESS ADDRESS: STREET 1: C/O UNILUMIN LED TECHNOLOGY FL LLC STREET 2: 254 WEST 31ST STREET CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 8442633675 MAIL ADDRESS: STREET 1: C/O UNILUMIN LED TECHNOLOGY FL LLC STREET 2: 254 WEST 31ST STREET CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX Corp CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 800-243-5544 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRANS LUX CORP DATE OF NAME CHANGE: 19920703 4 1 form408150005_04092019.xml OWNERSHIP DOCUMENT X0306 4 2019-03-04 0 0000099106 TRANS LUX Corp TNLX 0001763130 Unilumin North America, Inc. C/O UNILUMIN LED TECHNOLOGY FL LLC 254 WEST 31ST STREET NEW YORK NY 10001 0 0 1 0 Common Stock 2019-03-04 4 X 0 2061856 0.97 A 3377645 D Common Stock 2019-04-05 4 O 0 3608247 0.97 A 6985892 D Warrant (right to buy) 0.97 2019-03-04 4 X 0 2061856 0.97 D 2018-11-02 2020-11-02 Common Stock 3377645 3608247 D Warrant (right to buy) 0.97 2019-04-05 4 O 0 3608247 0.97 D 2018-11-02 2020-11-02 Common Stock 3608247 0 D Unilumin North America, Inc.; By: /s/ Nicholas J. Fazio, Chief Executive Officer 2019-04-15