0000921895-19-001086.txt : 20190415 0000921895-19-001086.hdr.sgml : 20190415 20190415161536 ACCESSION NUMBER: 0000921895-19-001086 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181102 FILED AS OF DATE: 20190415 DATE AS OF CHANGE: 20190415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Unilumin North America, Inc. CENTRAL INDEX KEY: 0001763130 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 19748761 BUSINESS ADDRESS: STREET 1: C/O UNILUMIN LED TECHNOLOGY FL LLC STREET 2: 254 WEST 31ST STREET CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 8442633675 MAIL ADDRESS: STREET 1: C/O UNILUMIN LED TECHNOLOGY FL LLC STREET 2: 254 WEST 31ST STREET CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX Corp CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 800-243-5544 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRANS LUX CORP DATE OF NAME CHANGE: 19920703 3 1 form308150005_04092019.xml OWNERSHIP DOCUMENT X0206 3 2018-11-02 0 0000099106 TRANS LUX Corp TNLX 0001763130 Unilumin North America, Inc. C/O UNILUMIN LED TECHNOLOGY FL LLC 254 WEST 31ST STREET NEW YORK NY 10001 0 0 1 0 Common Stock 1315789 D Warrant (right to buy) 0.97 2018-11-02 2020-11-02 Common Stock 5670103 D On November 2, 2018, Unilumin North America, Inc. (the "Reporting Person") entered into a Securities Purchase Agreement (the "SPA") with Trans-Lux Corporation (the "Issuer"), pursuant to which the Reporting Person purchased 1,315,789 shares of the Issuer's Common Stock, par value $0.001 per share ("Common Stock"). Pursuant to the SPA, the Issuer issued a warrant (the "Warrant") to purchase 5,670,103 shares of Common Stock to the Reporting Person at an exercise price of $0.97 per share. Unilumin North America, Inc.; By: /s/ Nicholas J. Fazio, Chief Executive Officer 2019-04-15