0000921895-19-001086.txt : 20190415
0000921895-19-001086.hdr.sgml : 20190415
20190415161536
ACCESSION NUMBER: 0000921895-19-001086
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181102
FILED AS OF DATE: 20190415
DATE AS OF CHANGE: 20190415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Unilumin North America, Inc.
CENTRAL INDEX KEY: 0001763130
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02257
FILM NUMBER: 19748761
BUSINESS ADDRESS:
STREET 1: C/O UNILUMIN LED TECHNOLOGY FL LLC
STREET 2: 254 WEST 31ST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 8442633675
MAIL ADDRESS:
STREET 1: C/O UNILUMIN LED TECHNOLOGY FL LLC
STREET 2: 254 WEST 31ST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS LUX Corp
CENTRAL INDEX KEY: 0000099106
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 131394750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 135 EAST 57TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 800-243-5544
MAIL ADDRESS:
STREET 1: 135 EAST 57TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS LUX CORP
DATE OF NAME CHANGE: 19920703
3
1
form308150005_04092019.xml
OWNERSHIP DOCUMENT
X0206
3
2018-11-02
0
0000099106
TRANS LUX Corp
TNLX
0001763130
Unilumin North America, Inc.
C/O UNILUMIN LED TECHNOLOGY FL LLC
254 WEST 31ST STREET
NEW YORK
NY
10001
0
0
1
0
Common Stock
1315789
D
Warrant (right to buy)
0.97
2018-11-02
2020-11-02
Common Stock
5670103
D
On November 2, 2018, Unilumin North America, Inc. (the "Reporting Person") entered into a Securities Purchase Agreement (the "SPA") with Trans-Lux Corporation (the "Issuer"), pursuant to which the Reporting Person purchased 1,315,789 shares of the Issuer's Common Stock, par value $0.001 per share ("Common Stock").
Pursuant to the SPA, the Issuer issued a warrant (the "Warrant") to purchase 5,670,103 shares of Common Stock to the Reporting Person at an exercise price of $0.97 per share.
Unilumin North America, Inc.; By: /s/ Nicholas J. Fazio, Chief Executive Officer
2019-04-15