0000908580-16-000002.txt : 20160219 0000908580-16-000002.hdr.sgml : 20160219 20160219151217 ACCESSION NUMBER: 0000908580-16-000002 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX Corp CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: SUITE 2001 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 800-243-5544 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: SUITE 2001 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRANS LUX CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAIO ALBERTO CENTRAL INDEX KEY: 0000908580 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-02257 FILM NUMBER: 161441590 5/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 5/A 2015-12-31 2016-02-16 0 0 0 0000099106 TRANS LUX Corp TNLX 0000908580 SHAIO ALBERTO 1 1 0 0 Chief Operating Officer Subscription Rights (right to buy) 200 2015-11-19 5 X 0 L 8333 0 D 2015-10-12 2015-11-19 Series B Convertible Stock 252 0 D Series B Convertible Preferred Stock 10 2015-11-19 5 X 0 L 252 200 A Common Stock 5040 252 D The Series B Preferred is convertible into shares of the Issuer's common stock at an initial conversion price of $10.00 per share, representing a conversion ratio of 20 shares of common stock for each share of Series B Preferred held at the time of conversion, subject to adjustment. The Series B Preferred may be subject to mandatory conversion after three years, or as early as one year under certain circumstances and will have a priority upon liquidation equal to the greater of $200.00 per share and the amount payable on the number of shares of common stock into which a share of Series B Preferred would have been converted. Alberto Shaio 2016-02-19